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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
PFS
501
Physicians Financial Services
North Carolina
$2.02M -$46.4K -400 -2%
HAG
502
HighPoint Advisor Group
Illinois
$2.01M -$30K -263 -1%
SIMM
503
Stillwater Investment Management (Minnesota)
Minnesota
$2M -$32.1K -277 -2%
AAS
504
Avantax Advisory Services
Texas
$1.98M +$23.2K +199 +1%
LPIC
505
LeJeune Puetz Investment Counsel
Michigan
$1.97M -$55.1K -475 -3%
LFDLE
506
La Financiere de L'Echiquier
France
$1.97M +$812K +7,000 +70%
BFEC
507
Benjamin F. Edwards & Company
Missouri
$1.97M -$197K -1,694 -9%
FMBTD
508
First Midwest Bank Trust Division
Illinois
$1.96M -$50.6K -436 -3%
WS
509
Wedbush Securities
California
$1.96M -$17.1K -147 -0.9%
KRSITF
510
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$1.94M +$425K +3,663 +28%
BRWM
511
B. Riley Wealth Management
Tennessee
$1.94M +$1.25M +10,732 +179%
PF
512
Phoenix Financial
Israel
$1.94M +$1.94M +17,249 New
DCM
513
Donaldson Capital Management
Indiana
$1.94M -$14.6K -126 -0.8%
IMOV
514
Investment Management of Virginia
Virginia
$1.92M -$256K -2,206 -12%
CCM
515
Channing Capital Management
Illinois
$1.91M +$1.91M +16,498 New
AIC
516
Ameritas Investment Company
Nebraska
$1.9M +$306K +2,646 +19%
TWA
517
TCI Wealth Advisors
Arizona
$1.9M +$6.5K +56 +0.3%
BSW
518
Buckingham Strategic Wealth
Missouri
$1.9M +$1.11M +9,525 +140%
MI
519
Markston International
New York
$1.83M -$23.2K -200 -1%
RCM
520
RNC Capital Management
California
$1.83M +$1.21M +10,446 +196%
CAM
521
CenterStar Asset Management
Illinois
$1.83M – – –
ASN
522
Advisory Services Network
Georgia
$1.82M -$70.9K -611 -4%
MIAN
523
Mariner Independent Advisor Network
Kansas
$1.8M +$20K +178 +1%
CI
524
Cigna Investments
Connecticut
$1.8M +$111K +960 +7%
WG
525
Welch Group
Alabama
$1.8M +$351K +3,028 +24%
19 20
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