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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
PP
501
Palladium Partners
Virginia
$2.6M -$380K -2,988 -13%
FMBTD
502
First Midwest Bank Trust Division
Illinois
$2.59M +$32.3K +254 +1%
GP
503
Geneva Partners
Wisconsin
$2.59M -$263K -2,051 -9%
Grantham, Mayo, Van Otterloo & Co (GMO)
504
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.58M -$14.4M -113,455 -85%
IMOV
505
Investment Management of Virginia
Virginia
$2.58M -$889 -7 -0%
AP
506
Advisor Partners
California
$2.58M +$440K +3,460 +21%
ATIA
507
American Trust Investment Advisors
New Hampshire
$2.57M +$1.91K +15 +0.1%
SF
508
Synovus Financial
Georgia
$2.56M -$321K -2,520 -11%
SB
509
Simmons Bank
Arkansas
$2.55M +$26.3K +207 +1%
VCA
510
Verdence Capital Advisors
Maryland
$2.54M -$219K -1,723 -8%
PWA
511
Providence Wealth Advisors
Illinois
$2.54M -$20.1K -160 -0.8%
CANY
512
Caxton Associates (New York)
New York
$2.54M – – –
ACM
513
Alight Capital Management
New York
$2.54M +$2.54M +20,000 New
CGM
514
Centenus Global Management
New York
$2.54M +$2.54M +20,000 New
MHIM
515
MacNealy Hoover Investment Management
Ohio
$2.52M +$1.31M +10,276 +107%
ACI
516
Alpha Cubed Investments
California
$2.51M -$12.8M -100,442 -84%
LTI
517
Laffer Tengler Investments
Tennessee
$2.51M – – –
CAL
518
Capital Analysts LLC
Pennsylvania
$2.5M -$214K -1,686 -8%
TW
519
Transform Wealth
Colorado
$2.49M +$2.49M +19,622 New
GHCM
520
Glen Harbor Capital Management
California
$2.49M -$409K -3,220 -14%
CNBT
521
Canandaigua National Bank & Trust
New York
$2.49M +$2.54K +20 +0.1%
Renaissance Technologies
522
Renaissance Technologies
New York
$2.45M +$1.98M +15,600 +422%
VFA
523
Valeo Financial Advisors
Indiana
$2.45M +$8.51K +67 +0.3%
AMI
524
Amica Mutual Insurance
Rhode Island
$2.43M +$1.18M +9,273 +94%
BCM
525
Brookstone Capital Management
Illinois
$2.43M +$21K +165 +0.9%
19 20
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