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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
CT
476
Caldwell Trust
Florida
$2.59M -$62.2K -525 -2%
CTA
477
Colonial Trust Advisors
South Carolina
$2.58M -$11.9K -100 -0.5%
NRS
478
Neville Rodie & Shaw
New York
$2.55M
DIP
479
DT Investment Partners
Pennsylvania
$2.54M +$1.01M +8,514 +73%
ASN
480
Advisory Services Network
Georgia
$2.54M +$521K +4,392 +28%
D.E. Shaw & Co
481
D.E. Shaw & Co
New York
$2.53M -$12M -100,925 -83%
DLCIG
482
D.L. Carlson Investment Group
New Hampshire
$2.52M -$53K -447 -2%
II
483
Inspire Investing
Idaho
$2.52M +$1.08M +9,145 +85%
FMC
484
First Merchants Corp
Indiana
$2.52M -$46K -388 -2%
PP
485
Palladium Partners
Virginia
$2.51M -$43.6K -368 -2%
SC
486
Searle & Co
Connecticut
$2.49M
ACM
487
Alpha Capital Management
Texas
$2.49M +$102K +862 +5%
MC
488
Moors & Cabot
Massachusetts
$2.49M -$150K -1,269 -6%
GSC
489
G&S Capital
Colorado
$2.49M +$2.25M +18,997 +2,798%
MIM
490
Montgomery Investment Management
Maryland
$2.48M -$23.7K -200 -1%
CCM
491
Cadence Capital Management
Massachusetts
$2.48M -$582K -4,905 -20%
NWP
492
Northstar Wealth Partners
Connecticut
$2.48M +$194K +1,640 +9%
Teacher Retirement System of Texas
493
Teacher Retirement System of Texas
Texas
$2.47M +$1.74M +14,674 +303%
LWM
494
Loveless Wealth Management
Montana
$2.47M -$21.2K -179 -0.9%
CBTWT
495
Community Bank & Trust (Waco, Texas)
Texas
$2.45M -$24.1K -203 -1%
AWM
496
Aries Wealth Management
Maine
$2.44M
WJWM
497
Williams Jones Wealth Management
New York
$2.44M -$8.54K -72 -0.4%
Carson Wealth (CWM LLC)
498
Carson Wealth (CWM LLC)
Nebraska
$2.44M
SL
499
Summitry LLC
California
$2.43M +$173K +1,461 +8%
CNC
500
Canandaigua National Corp
New York
$2.42M +$2.27M +19,167 New

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.