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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
Renaissance Technologies
New York
$252M
2
Sanders Capital
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
476
Cetera Advisors
Colorado
$3.48M +$32.3K +238 +0.9%
SS
477
Simplicity Solutions
Minnesota
$3.47M +$550K +4,090 +19%
HFM
478
Hartford Financial Management
Connecticut
$3.42M +$34.8K +257 +1%
NIC
479
Northwest Investment Counselors
Oregon
$3.42M +$159K +1,176 +5%
CWM
480
CMH Wealth Management
New Hampshire
$3.41M +$111K +820 +3%
KRS
481
Kentucky Retirement Systems
Kentucky
$3.41M -$68.6K -506 -2%
FCBT
482
First Citizens Bank & Trust
North Carolina
$3.4M +$2.82M +20,812 +486%
FFWA
483
FRG Family Wealth Advisors
Washington
$3.38M +$246K +1,813 +8%
KA
484
Kintegral Advisory
New York
$3.37M +$1.7M +12,559 +102%
MC
485
Mathes Company
New York
$3.36M -$10.2K -75 -0.3%
NB
486
NBT Bank
New York
$3.32M +$18.3K +135 +0.6%
FMWA
487
Forvis Mazars Wealth Advisors
Missouri
$3.31M -$182K -1,345 -5%
AHC
488
Anderson Hoagland & Co
Missouri
$3.3M -$3.99K -30 -0.1%
TF
489
TIAA FSB
Florida
$3.3M +$150K +1,107 +5%
CCG
490
Chatham Capital Group
Georgia
$3.29M +$1.63K +12 +0%
ASN
491
Advisory Services Network
Georgia
$3.27M +$723K +5,335 +28%
AF
492
Advisornet Financial
Minnesota
$3.25M +$2.13M +15,732 +190%
TLP
493
Trinity Legacy Partners
Texas
$3.23M +$1.53M +11,305 +90%
CEP
494
Chicago Equity Partners
Illinois
$3.18M -$12.7M -93,815 -80%
CCM
495
Coldstream Capital Management
Washington
$3.18M -$106K -785 -3%
BOH
496
Bank of Hawaii
Hawaii
$3.18M -$732K -5,405 -19%
BCCM
497
Bridge Creek Capital Management
Massachusetts
$3.18M -$16.4K -121 -0.5%
Lazard Asset Management
498
Lazard Asset Management
New York
$3.15M -$672K -4,958 -18%
Mercer Global Advisors
499
Mercer Global Advisors
Colorado
$3.14M +$3.14M +23,160 New
AWM
500
AE Wealth Management
Kansas
$3.11M +$605K +4,467 +24%
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