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Caterpillar

2,284 hedge funds and large institutions have $87.9B invested in Caterpillar in 2022 Q4 according to their latest regulatory filings, with 410 funds opening new positions, 756 increasing their positions, 790 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

419% more first-time investments, than exits

New positions opened: 410 | Existing positions closed: 79

161% more funds holding in top 10

Funds holding in top 10: 2360 (+37)

49% more capital invested

Capital invested by funds: $59.1B → $87.9B (+$28.8B)

15% more funds holding

Funds holding: 1,9892,284 (+295)

1.69% more ownership

Funds ownership: 68.24%69.93% (+1.7%)

4% less repeat investments, than reductions

Existing positions increased: 756 | Existing positions reduced: 790

40% less call options, than puts

Call options by funds: $2.62B | Put options by funds: $4.33B

Holders
2,284
Holders Change
+295
Holders Change %
+14.83%
% of All Funds
36.71%
Holding in Top 10
60
Holding in Top 10 Change
+37
Holding in Top 10 Change %
+160.87%
% of All Funds
0.96%
New
410
Increased
756
Reduced
790
Closed
79
Calls
$2.62B
Puts
$4.33B
Net Calls
-$1.71B
Net Calls Change
-$1.31B
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$519M +$450M +2,066,571 +2,038%
Swiss National Bank
27
Swiss National Bank
Switzerland
$514M -$36.1M -165,841 -7%
Wells Fargo
28
Wells Fargo
California
$448M -$16.9M -77,552 -4%
Citigroup
29
Citigroup
New York
$438M +$247M +1,136,511 +165%
Sumitomo Mitsui Trust Group
30
Sumitomo Mitsui Trust Group
Japan
$437M -$8.21M -37,724 -2%
Capital Research Global Investors
31
Capital Research Global Investors
California
$434M +$59.4K +273 +0%
Diamond Hill Capital Management
32
Diamond Hill Capital Management
Ohio
$423M -$28M -128,530 -7%
Capital International Investors
33
Capital International Investors
California
$404M +$105K +481 +0%
Ameriprise
34
Ameriprise
Minnesota
$363M -$5.96M -27,388 -2%
UBS Group
35
UBS Group
Switzerland
$350M +$106M +485,986 +50%
Neuberger Berman Group
36
Neuberger Berman Group
New York
$324M +$196M +900,974 +199%
Lazard Asset Management
37
Lazard Asset Management
New York
$295M +$22.5M +103,420 +9%
JP Morgan Chase
38
JP Morgan Chase
New York
$287M +$6.82M +31,313 +3%
California Public Employees Retirement System
39
California Public Employees Retirement System
California
$284M -$3.57M -16,418 -1%
TD Asset Management
40
TD Asset Management
Ontario, Canada
$271M +$8.55M +39,261 +4%
Deutsche Bank
41
Deutsche Bank
Germany
$265M -$51.2M -235,214 -18%
Boston Partners
42
Boston Partners
Massachusetts
$261M -$5.57M -25,598 -2%
ProShare Advisors
43
ProShare Advisors
Maryland
$259M -$3.08M -14,126 -1%
T. Rowe Price Associates
44
T. Rowe Price Associates
Maryland
$245M -$137M -627,837 -38%
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$239M +$50M +229,497 +30%
VOYA Investment Management
46
VOYA Investment Management
Georgia
$235M +$158M +725,714 +286%
New York State Common Retirement Fund
47
New York State Common Retirement Fund
New York
$221M +$492K +2,258 +0.2%
CS
48
Credit Suisse
Switzerland
$220M -$13.1M -59,972 -6%
RhumbLine Advisers
49
RhumbLine Advisers
Massachusetts
$219M +$6.27M +28,808 +3%
California State Teachers Retirement System (CalSTRS)
50
California State Teachers Retirement System (CalSTRS)
California
$216M +$440K +2,021 +0.2%

CAT Hedge Fund Activity: Q4 2022 in Review

2,284 of the 6,222 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q4 2022, worth a combined $87.9B — up 49% from $59.1B a quarter earlier.

Buyers outnumbered sellers: 410 funds opened new CAT positions and 79 closed out — a net gain of 331 holders — while 756 added to existing stakes and 790 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $450M. The largest seller was Altshuler Shaham, cutting an estimated $383M.

  • 2,284 institutional investors held Caterpillar (CAT) as of Q4 2022, up from 1,989 in Q3 2022.
  • Funds reported $87.9B of Caterpillar stock for Q4 2022, up 49% quarter-over-quarter.
  • 410 funds opened new Caterpillar positions in Q4 2022 and 79 closed out, a net change of +331 holders.
  • The largest Caterpillar buyer in Q4 2022 was Citadel Advisors, an estimated $450M added.
  • The largest Caterpillar seller in Q4 2022 was Altshuler Shaham, an estimated $383M sold.

Based on aggregated 13F filings for Q4 2022.