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Caterpillar
CAT

Overview Fund Activity

2,145 hedge funds and large institutions have $74.5B invested in Caterpillar in 2021 Q4 according to their latest regulatory filings, with 341 funds opening new positions, 844 increasing their positions, 624 reducing their positions, and 97 closing their positions.

Holders
2,145
Holders Change
+216
Holders Change %
+11.2%
% of All Funds
33.13%
Holding in Top 10
25
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+19.05%
% of All Funds
0.39%
New
341
Increased
844
Reduced
624
Closed
97
Calls
$1.6B
Puts
$2.22B
Net Calls
-$616M
Net Calls Change
+$505M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.74B
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$726M
3
Ameriprise
3
Ameriprise
Minnesota
$487M
4
Invesco
4
Invesco
Georgia
$1.01B
5
Neuberger Berman Group
5
Neuberger Berman Group
New York
$253M

Top Sellers

1
Capital International Investors
1
Capital International Investors
California
$348M
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$532M
3
BlackRock
3
BlackRock
New York
$7.55B
4
Renaissance Technologies
4
Renaissance Technologies
New York
$57.5M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$863M
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
26
T. Rowe Price Associates
Maryland
$532M 2,571,959 -1,876,630 -42%
Wells Fargo
27
Wells Fargo
California
$512M 2,475,299 -427,611 -15%
Ameriprise
28
Ameriprise
Minnesota
$487M 2,374,434 +656,988 +38%
Dimensional Fund Advisors
29
Dimensional Fund Advisors
Texas
$473M 2,288,254 -118,867 -5%
Swiss National Bank
30
Swiss National Bank
Switzerland
$430M 2,080,941 -85,100 -4%
Sumitomo Mitsui Trust Group
31
Sumitomo Mitsui Trust Group
Japan
$379M 1,831,703 -64,173 -3%
TD Asset Management
32
TD Asset Management
Ontario, Canada
$372M 1,796,962 +44,385 +3%
Deutsche Bank
33
Deutsche Bank
Germany
$366M 1,769,205 +106,731 +6%
PPA
34
Parametric Portfolio Associates
Washington
$365M 1,766,887 +41,516 +2%
Two Sigma Advisers
35
Two Sigma Advisers
New York
$359M 1,737,800 -262,800 -13%
Capital International Investors
36
Capital International Investors
California
$348M 1,684,769 -6,018,821 -78%
Barclays
37
Barclays
United Kingdom
$319M 1,543,970 +217,783 +16%
UBS Group
38
UBS Group
Switzerland
$281M 1,361,054 +332,173 +32%
Boston Partners
39
Boston Partners
Massachusetts
$277M 1,337,314 -274,409 -17%
Diamond Hill Capital Management
40
Diamond Hill Capital Management
Ohio
$273M 1,319,648 +40,538 +3%
D.E. Shaw & Co
41
D.E. Shaw & Co
New York
$254M 1,227,769 -384,069 -24%
Neuberger Berman Group
42
Neuberger Berman Group
New York
$253M 1,229,797 +374,337 +44%
California Public Employees Retirement System
43
California Public Employees Retirement System
California
$242M 1,170,795 -61,107 -5%
Citigroup
44
Citigroup
New York
$237M 1,147,310 -66,064 -5%
Two Sigma Investments
45
Two Sigma Investments
New York
$231M 1,119,416 -109,691 -9%
ProShare Advisors
46
ProShare Advisors
Maryland
$221M 1,068,587 +125,755 +13%
Lazard Asset Management
47
Lazard Asset Management
New York
$220M 1,065,272 +15,089 +1%
Principal Financial Group
48
Principal Financial Group
Iowa
$217M 1,050,505 -24,586 -2%
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$209M 1,012,723 -481,989 -32%
New York State Common Retirement Fund
50
New York State Common Retirement Fund
New York
$204M 985,287 -5,580 -0.6%
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