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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$384M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$309M
3
Goldman Sachs
3
Goldman Sachs
New York
$577M
4
Northern Trust
4
Northern Trust
Illinois
$1.45B
5
BlackRock
5
BlackRock
New York
$7.24B

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$854M
2
Macquarie Group
2
Macquarie Group
Australia
$37.5M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$964M
4
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$3.41B
5
Capital International Investors
5
Capital International Investors
California
$1.48B
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$525M 2,736,024 -94,459 -3%
Charles Schwab
27
Charles Schwab
California
$489M 2,546,041 +23,996 +1%
Dimensional Fund Advisors
28
Dimensional Fund Advisors
Texas
$462M 2,407,121 -40,504 -2%
Amundi
29
Amundi
France
$418M 2,179,987 -407,051 -16%
Swiss National Bank
30
Swiss National Bank
Switzerland
$416M 2,166,041 -57,700 -3%
Two Sigma Advisers
31
Two Sigma Advisers
New York
$384M 2,000,600 +1,794,400 +870%
Sumitomo Mitsui Trust Group
32
Sumitomo Mitsui Trust Group
Japan
$364M 1,895,876 -216,390 -10%
TD Asset Management
33
TD Asset Management
Ontario, Canada
$336M 1,752,577 +94,167 +6%
PPA
34
Parametric Portfolio Associates
Washington
$331M 1,725,371 -58,516 -3%
Ameriprise
35
Ameriprise
Minnesota
$330M 1,717,446 +171,074 +11%
Deutsche Bank
36
Deutsche Bank
Germany
$319M 1,662,474 -191,396 -10%
Boston Partners
37
Boston Partners
Massachusetts
$309M 1,611,723 -409,786 -20%
D.E. Shaw & Co
38
D.E. Shaw & Co
New York
$309M 1,611,838 +1,368,570 +563%
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$308M 1,494,712 +148,674 +11%
Renaissance Technologies
40
Renaissance Technologies
New York
$265M 1,382,300 +339,522 +33%
Barclays
41
Barclays
United Kingdom
$255M 1,326,187 +127,157 +11%
Diamond Hill Capital Management
42
Diamond Hill Capital Management
Ohio
$246M 1,279,110 +63,850 +5%
California Public Employees Retirement System
43
California Public Employees Retirement System
California
$236M 1,231,902 +2,036 +0.2%
Two Sigma Investments
44
Two Sigma Investments
New York
$236M 1,229,107 +575,926 +88%
Citigroup
45
Citigroup
New York
$233M 1,213,374 +164,468 +16%
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$209M 1,088,843 -35,773 -3%
Principal Financial Group
47
Principal Financial Group
Iowa
$206M 1,075,091 +133,130 +14%
Lazard Asset Management
48
Lazard Asset Management
New York
$202M 1,050,183 +1,548 +0.1%
UBS Group
49
UBS Group
Switzerland
$198M 1,028,881 -153,342 -13%
New York State Common Retirement Fund
50
New York State Common Retirement Fund
New York
$190M 990,867 -36,295 -4%
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