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Caterpillar

2,022 hedge funds and large institutions have $82B invested in Caterpillar in 2021 Q2 according to their latest regulatory filings, with 145 funds opening new positions, 870 increasing their positions, 682 reducing their positions, and 113 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more first-time investments, than exits

New positions opened: 145 | Existing positions closed: 113

28% more repeat investments, than reductions

Existing positions increased: 870 | Existing positions reduced: 682

1% more funds holding

Funds holding: 2,0112,022 (+11)

0.79% less ownership

Funds ownership: 69.67%68.88% (-0.79%)

7% less capital invested

Capital invested by funds: $87.9B → $82B (-$5.91B)

19% less call options, than puts

Call options by funds: $1.82B | Put options by funds: $2.25B

48% less funds holding in top 10

Funds holding in top 10: 5830 (-28)

Holders
2,022
Holders Change
+11
Holders Change %
+0.55%
% of All Funds
35.2%
Holding in Top 10
30
Holding in Top 10 Change
-28
Holding in Top 10 Change %
-48.28%
% of All Funds
0.52%
New
145
Increased
870
Reduced
682
Closed
113
Calls
$1.82B
Puts
$2.25B
Net Calls
-$430M
Net Calls Change
-$860M
Name Holding Trade Value Shares
Change
Change in
Stake
Amundi
26
Amundi
France
$563M +$597M +2,587,038 New
Charles Schwab
27
Charles Schwab
California
$549M +$12M +51,796 +2%
Dimensional Fund Advisors
28
Dimensional Fund Advisors
Texas
$533M -$2.31M -9,984 -0.4%
Swiss National Bank
29
Swiss National Bank
Switzerland
$484M +$31.1M +134,499 +6%
Macquarie Group
30
Macquarie Group
Australia
$476M -$266M -1,150,573 -34%
Sumitomo Mitsui Trust Group
31
Sumitomo Mitsui Trust Group
Japan
$460M +$6.66M +28,823 +1%
Boston Partners
32
Boston Partners
Massachusetts
$440M -$8.37M -36,250 -2%
Deutsche Bank
33
Deutsche Bank
Germany
$403M +$101M +435,955 +31%
Goldman Sachs
34
Goldman Sachs
New York
$391M -$3.24M -14,046 -0.8%
PPA
35
Parametric Portfolio Associates
Washington
$388M +$8.31M +35,984 +2%
TD Asset Management
36
TD Asset Management
Ontario, Canada
$343M +$30.9M +133,905 +9%
Ameriprise
37
Ameriprise
Minnesota
$336M -$73.6M -318,576 -17%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$296M +$74.8M +323,684 +32%
California Public Employees Retirement System
39
California Public Employees Retirement System
California
$268M -$2.97M -12,841 -1%
Diamond Hill Capital Management
40
Diamond Hill Capital Management
Ohio
$264M +$17.8M +77,230 +7%
Barclays
41
Barclays
United Kingdom
$261M +$91.1M +394,370 +49%
UBS Group
42
UBS Group
Switzerland
$257M -$105M -455,957 -28%
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$248M +$239M +1,033,373 +955%
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$245M -$6.72M -29,079 -3%
CS
45
Credit Suisse
Switzerland
$233M +$17.8M +77,094 +8%
Citigroup
46
Citigroup
New York
$228M -$4.03M -17,463 -2%
Lazard Asset Management
47
Lazard Asset Management
New York
$228M +$269K +1,164 +0.1%
JP Morgan Chase
48
JP Morgan Chase
New York
$228M -$62.3M -269,908 -20%
EVM
49
Eaton Vance Management
Massachusetts
$227M -$42.2M -182,701 -15%
Renaissance Technologies
50
Renaissance Technologies
New York
$227M +$241M +1,042,778 New

CAT Hedge Fund Activity: Q2 2021 in Review

2,022 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2021, worth a combined $82B — down 6.7% from $87.9B a quarter earlier.

Buyers outnumbered sellers: 145 funds opened new CAT positions and 113 closed out — a net gain of 32 holders — while 870 added to existing stakes and 682 trimmed.

The largest buyer was BlackRock, adding an estimated $477M. The largest seller was T. Rowe Price Associates, cutting an estimated $1.32B.

  • 2,022 institutional investors held Caterpillar (CAT) as of Q2 2021, up from 2,011 in Q1 2021.
  • Funds reported $82B of Caterpillar stock for Q2 2021, down 6.7% quarter-over-quarter.
  • 145 funds opened new Caterpillar positions in Q2 2021 and 113 closed out, a net change of +32 holders.
  • The largest Caterpillar buyer in Q2 2021 was BlackRock, an estimated $477M added.
  • The largest Caterpillar seller in Q2 2021 was T. Rowe Price Associates, an estimated $1.32B sold.

Based on aggregated 13F filings for Q2 2021.