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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
ASN
451
Advisory Services Network
Georgia
$3.71M +$716K +4,797 +24%
IIM
452
Ipswich Investment Management
Massachusetts
$3.69M -$69.3K -465 -2%
SCP
453
Silverleafe Capital Partners
Tennessee
$3.67M +$3.67M +24,606 New
JWCA
454
J.W. Cole Advisors
Florida
$3.66M +$3.66M +24,532 New
BA
455
Bridgewater Associates
Connecticut
$3.65M +$3.65M +24,482 New
TNB
456
TCF National Bank
South Dakota
$3.64M -$628K -4,212 -15%
Fayez Sarofim & Co
457
Fayez Sarofim & Co
Texas
$3.59M +$113K +757 +3%
Canada Pension Plan Investment Board
458
Canada Pension Plan Investment Board
Ontario, Canada
$3.57M -$11.5M -77,198 -76%
TCM
459
Twin Capital Management
Pennsylvania
$3.55M -$48.8K -327 -1%
Alyeska Investment Group
460
Alyeska Investment Group
Illinois
$3.54M -$42.5M -284,933 -92%
BFG
461
Beacon Financial Group
Texas
$3.53M -$71.9K -482 -2%
CNBTD
462
Citizens National Bank Trust Department
Mississippi
$3.52M – – –
HT
463
HAP Trading
New York
$3.52M +$1.69M +11,332 +93%
BRA
464
Biechele Royce Advisors
Indiana
$3.51M -$88K -590 -2%
NB
465
NBT Bank
New York
$3.51M -$36.2K -243 -1%
II
466
Inspire Investing
Idaho
$3.48M +$498K +3,341 +17%
FDCDDQ
467
Federation des caisses Desjardins du Quebec
Quebec, Canada
$3.45M -$953K -6,391 -22%
BOH
468
Bank of Hawaii
Hawaii
$3.45M -$746 -5 -0%
BCCM
469
Bridge Creek Capital Management
Massachusetts
$3.44M -$20K -134 -0.6%
Qube Research & Technologies (QRT)
470
Qube Research & Technologies (QRT)
United Kingdom
$3.42M -$13.7M -91,702 -80%
VFA
471
Voya Financial Advisors
Connecticut
$3.41M -$76.4K -518 -2%
RG
472
Retirement Group
California
$3.41M +$8.35K +56 +0.2%
BRWA
473
B. Riley Wealth Advisors
Florida
$3.39M +$131K +886 +4%
RC
474
RegentAtlantic Capital
New Jersey
$3.38M +$176K +1,177 +5%
BAM
475
Blueshift Asset Management
New Jersey
$3.36M +$3.36M +22,531 New
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