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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
CI
451
Cigna Investments
Connecticut
$1.98M +$1.98M +21,339 New
SFA
452
Staton Financial Advisors
North Carolina
$1.97M -$52K -561 -3%
CA
453
Cullinan Associates
Kentucky
$1.96M -$64.9K -700 -3%
TCT
454
TIAA CREF Trust
Missouri
$1.94M -$8.16K -88 -0.4%
CCP
455
Clarkston Capital Partners
Michigan
$1.94M – – –
Thrivent Financial for Lutherans
456
Thrivent Financial for Lutherans
Minnesota
$1.94M -$8.15M -87,916 -81%
WJA
457
Williams Jones & Associates
New York
$1.92M -$4.64K -50 -0.2%
TWA
458
TCI Wealth Advisors
Arizona
$1.92M +$10.3K +111 +0.5%
Walleye Trading
459
Walleye Trading
New York
$1.9M -$836K -9,018 -31%
SW
460
SVB Wealth
Massachusetts
$1.89M -$68.2K -735 -3%
BOH
461
Bank of Hawaii
Hawaii
$1.89M +$5.66K +61 +0.3%
FA
462
FDx Advisors
Illinois
$1.89M +$1.37M +14,767 +264%
SB
463
Simmons Bank
Arkansas
$1.88M -$1.45M -15,588 -44%
RG
464
Rathbones Group
United Kingdom
$1.86M -$56.9K -613 -3%
PAM
465
Panagora Asset Management
Massachusetts
$1.85M -$131K -1,411 -7%
CLOS
466
Compagnie Lombard Odier SCmA
Switzerland
$1.85M +$877K +9,455 +91%
Truist Financial
467
Truist Financial
North Carolina
$1.84M -$204K -2,205 -10%
CAM
468
Cubic Asset Management
Massachusetts
$1.81M – – –
CA
469
Cornerstone Advisors
North Carolina
$1.76M +$1.76M +19,000 New
KRSITF
470
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$1.76M +$3.34K +36 +0.2%
MERSOM
471
Municipal Employees' Retirement System of Michigan
Michigan
$1.74M +$21.3K +230 +1%
VRS
472
Virginia Retirement Systems
Virginia
$1.73M -$2.74M -29,600 -61%
SF
473
Synovus Financial
Georgia
$1.73M +$8.9K +96 +0.5%
NIM
474
Northeast Investment Management
Massachusetts
$1.73M -$18.1K -195 -1%
SWP
475
Stratos Wealth Partners
Ohio
$1.71M +$73.7K +795 +5%
17 18
19
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