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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$494M
2
Invesco
Invesco
Georgia
+$293M
3
Fidelity International
Fidelity International
Bermuda
+$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$167M
5
O
OppenheimerFunds
New York
+$155M

Top Sellers

1
State Street
State Street
Massachusetts
-$498M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$144M
3
MNA
Manning & Napier Advisors
New York
-$105M
4
Franklin Resources
Franklin Resources
California
-$100M
5
Capital World Investors
Capital World Investors
California
-$96.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
KFS
426
KMS Financial Services
Washington
$3.54M +$595K +5,990 +20%
SIC
427
Salem Investment Counselors
North Carolina
$3.52M +$264K +2,655 +8%
SFS
428
Strategic Financial Services
New York
$3.47M +$73.8K +743 +2%
SHGA
429
Sand Hill Global Advisors
California
$3.47M +$108K +1,090 +3%
GIM
430
Gyrus Investment Management
Ontario, Canada
$3.45M -$82.3K -750 -2%
JHIU
431
Janus Henderson Investors US
Colorado
$3.43M -$1.25M -12,600 -27%
VNA
432
VNBTrust National Association
Virginia
$3.39M -$22.8K -229 -0.7%
VRS
433
Virginia Retirement Systems
Virginia
$3.39M +$763K +7,675 +29%
KCM
434
Kanawha Capital Management
Virginia
$3.38M -$64.6K -650 -2%
DG
435
Davidson & Garrard
Virginia
$3.35M +$48.7K +490 +1%
CAM
436
Columbia Asset Management
Michigan
$3.34M -$37.7K -379 -1%
SCA
437
SAC Capital Advisors
Connecticut
$3.34M +$1.04M +10,463 +45%
LIM
438
Loudon Investment Management
New Hampshire
$3.32M -$106K -1,063 -3%
VCAM
439
Van Cleef Asset Management
Ohio
$3.32M +$2.64M +26,533 +387%
PG
440
PEAK6 Group
Illinois
$3.3M -$1.3M -13,053 -28%
NLI
441
Nippon Life Insurance
Japan
$3.3M -$486K -4,891 -13%
SC
442
Saiers Capital
New York
$3.29M +$2.42M +24,400 +280%
PI
443
Placemark Investments
Illinois
$3.27M -$2.26M -22,816 -41%
EWA
444
Exencial Wealth Advisors
Oklahoma
$3.25M -$273K -2,650 -8%
TCOV
445
Trust Company of Vermont
Vermont
$3.22M +$43.3K +436 +1%
LRPA
446
L. Roy Papp & Associates
Arizona
$3.2M -$8.45K -85 -0.3%
ECM
447
Estabrook Capital Management
New York
$3.2M -$60.6K -610 -2%
HCM
448
Howland Capital Management
Massachusetts
$3.2M -$83.3K -838 -3%
ACM
449
Alpha Capital Management
Texas
$3.19M +$176K +1,769 +6%
BPBT
450
Boston Private Bank & Trust
Massachusetts
$3.19M -$6.46K -65 -0.2%
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