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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
KIA
401
KCM Investment Advisors
California
$3.64M -$63.8K -538 -2%
EWM
402
Edge Wealth Management
New York
$3.63M -$3.03M -25,545 -47%
BCV
403
Banque Cantonale Vaudoise
Switzerland
$3.6M +$415K +3,497 +14%
Nomura Holdings
404
Nomura Holdings
Japan
$3.6M +$3.41M +28,792 New
SFM
405
Signet Financial Management
New Jersey
$3.59M -$295K -2,491 -9%
HCM
406
Howland Capital Management
Massachusetts
$3.59M -$50.4K -425 -1%
AIC
407
Argus Investors Counsel
New York
$3.59M
Wealthfront Advisers
408
Wealthfront Advisers
California
$3.59M +$954K +8,046 +40%
BBHC
409
Brown Brothers Harriman & Co
New York
$3.59M +$14.9K +126 +0.4%
ST
410
Spinnaker Trust
Maine
$3.56M
MGIM
411
M&G Investment Management
United Kingdom
$3.55M -$2.04M -17,243 -38%
SIC
412
Sigma Investment Counselors
Michigan
$3.54M +$59.3K +500 +2%
KA
413
Kintegral Advisory
New York
$3.54M
HCMT
414
Highland Capital Management (Tennessee)
Tennessee
$3.53M +$19.9K +168 +0.6%
AMIM
415
Aull & Monroe Investment Management
Alabama
$3.52M -$219K -1,850 -6%
SAM
416
Silvercrest Asset Management
New York
$3.51M +$73.5K +620 +2%
FMII
417
Farmers & Merchants Investments Inc
Nebraska
$3.51M +$37.6K +317 +1%
PAI
418
Pittenger & Anderson Inc
Nebraska
$3.49M -$23.1K -195 -0.7%
DZ Bank
419
DZ Bank
Germany
$3.49M +$67.1K +566 +2%
BBVA
420
Banco Bilbao Vizcaya Argentaria
Spain
$3.44M +$311K +2,623 +11%
SF
421
Synovus Financial
Georgia
$3.42M -$317K -2,676 -9%
PSUF
422
People's United Financial
Connecticut
$3.42M -$479K -4,042 -13%
CCM
423
Coldstream Capital Management
Washington
$3.41M +$233K +1,962 +8%
RE
424
RBC Europe
United Kingdom
$3.36M -$1.19K -10 -0%
EGA
425
Eagle Global Advisors
Texas
$3.33M +$711 +6 +0%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.