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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIP
401
Convergence Investment Partners
Florida
$4.07M -$1.77M -19,344 -30%
SDIC
402
South Dakota Investment Council
South Dakota
$4.02M – – –
BSPF
403
British Steel Pension Fund
United Kingdom
$3.97M – – –
LMGAM
404
Liberty Mutual Group Asset Management
Massachusetts
$3.88M +$429K +4,685 +12%
BPC
405
Banque Pictet & Cie
Switzerland
$3.85M -$4.41M -48,129 -53%
ERSOT
406
Employees Retirement System of Texas
Texas
$3.8M – – –
GIM
407
Gyrus Investment Management
Ontario, Canada
$3.8M +$467K +5,100 +14%
TAM
408
Tocqueville Asset Management
New York
$3.78M -$2.14M -23,403 -36%
NB
409
NBT Bank
New York
$3.76M -$12.3K -134 -0.3%
EWM
410
Endurance Wealth Management
Rhode Island
$3.75M -$223K -2,441 -6%
HFS
411
HL Financial Services
Kentucky
$3.68M -$201K -2,195 -5%
GCP
412
GSA Capital Partners
United Kingdom
$3.67M +$1M +10,958 +38%
MAM
413
Meeder Asset Management
Ohio
$3.66M +$12.4K +135 +0.3%
SCM
414
Stonebridge Capital Management
California
$3.65M -$22.9K -250 -0.6%
NIM
415
Northeast Investment Management
Massachusetts
$3.62M -$95.8K -1,047 -3%
GCA
416
Gideon Capital Advisors
New York
$3.59M +$3.59M +39,165 New
WC
417
Whitney & Co
New York
$3.58M +$87K +950 +2%
PAI
418
Pittenger & Anderson Inc
Nebraska
$3.57M +$548K +5,985 +18%
BG
419
Bollard Group
Massachusetts
$3.57M +$185K +2,026 +5%
SCM
420
Shelton Capital Management
Colorado
$3.54M +$507K +5,537 +17%
VRS
421
Virginia Retirement Systems
Virginia
$3.49M +$6.96K +76 +0.2%
AMIM
422
Aull & Monroe Investment Management
Alabama
$3.39M -$339K -3,700 -9%
RAM
423
Roanoke Asset Management
New Jersey
$3.38M +$457K +4,995 +16%
VCAM
424
Van Cleef Asset Management
Ohio
$3.37M +$291K +3,180 +9%
RJFSA
425
Raymond James Financial Services Advisors
Florida
$3.37M -$396K -4,324 -11%
15 16
17
18 19