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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
376
Cornerstone Advisors
North Carolina
$7.68M -$1.54M -8,000 -17%
CIA
377
Capital Investment Advisors
Georgia
$7.56M -$104K -544 -1%
IP
378
Interval Partners
New York
$7.56M -$22.3M -115,985 -75%
PC
379
Permanens Capital
New York
$7.54M +$7.54M +39,278 New
SAM
380
Socorro Asset Management
Texas
$7.46M +$1.57M +8,180 +27%
Wolverine Trading
381
Wolverine Trading
Illinois
$7.38M -$12.5M -63,253 -63%
CA
382
Callahan Advisors
Texas
$7.37M -$13.2K -69 -0.2%
EMPI
383
Elo Mutual Pension Insurance
Finland
$7.33M – – –
CM
384
Churchill Management
California
$7.29M -$64.7K -337 -0.9%
MCM
385
McRae Capital Management
New Jersey
$7.24M +$1.86M +9,706 +35%
AM
386
Atwater Malick
Pennsylvania
$7.17M +$218K +1,134 +3%
Wealthfront Advisers
387
Wealthfront Advisers
California
$7.14M +$2.88K +15 +0%
AIA
388
Allied Investment Advisors
Montana
$7.01M +$15.6K +81 +0.2%
HFS
389
Hantz Financial Services
Michigan
$7M +$1.39M +7,265 +25%
MAM
390
Myriad Asset Management
Hong Kong
$6.9M +$4.38M +22,800 +174%
OAM
391
Oppenheimer Asset Management
New York
$6.89M +$304K +1,583 +5%
NMERB
392
New Mexico Educational Retirement Board
New Mexico
$6.87M -$115K -600 -2%
OSAM
393
O'Shaughnessy Asset Management
Connecticut
$6.86M -$10.9M -56,913 -61%
SCA
394
Snowden Capital Advisors
New York
$6.84M +$412K +2,145 +6%
PCM
395
Parsons Capital Management
Rhode Island
$6.82M +$155K +808 +2%
Dodge & Cox
396
Dodge & Cox
California
$6.79M -$614K -3,200 -8%
OCAM
397
Onex Canada Asset Management
Ontario, Canada
$6.77M +$9.22K +48 +0.1%
FNFDCM
398
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$6.73M -$4.8K -25 -0.1%
American Century Companies
399
American Century Companies
Missouri
$6.71M +$942K +4,908 +16%
GAM
400
Gotham Asset Management
New York
$6.69M +$1.05M +5,494 +19%
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