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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
SBH
376
Segall Bryant & Hamill
Illinois
$4.82M -$44.2K -299 -0.9%
CAPTRUST Financial Advisors
377
CAPTRUST Financial Advisors
North Carolina
$4.82M +$1.68M +11,159 +54%
WF
378
Welch & Forbes
Massachusetts
$4.8M -$62K -420 -1%
Mariner
379
Mariner
Kansas
$4.8M -$12.7K -86 -0.3%
KC
380
Knuff & Co
California
$4.79M – – –
DLCIG
381
D.L. Carlson Investment Group
New Hampshire
$4.76M +$347K +2,351 +8%
Mirae Asset Global Investments
382
Mirae Asset Global Investments
South Korea
$4.68M +$156K +1,053 +3%
WTC
383
WhitTier Trust Company
Nevada
$4.64M -$289K -1,960 -6%
PAI
384
Pittenger & Anderson Inc
Nebraska
$4.64M – – –
B
385
BP
United Kingdom
$4.64M +$1.39M +9,400 +43%
SIC
386
Salem Investment Counselors
North Carolina
$4.61M +$51.5K +349 +1%
FTIOP
387
Fiduciary Trust International of Pennsylvania
Pennsylvania
$4.61M -$16.4K -111 -0.4%
BAMF
388
BI Asset Management Fondsmaeglerselskab
Denmark
$4.58M – – –
AMIM
389
Aull & Monroe Investment Management
Alabama
$4.52M +$4.73K +32 +0.1%
SFM
390
Signet Financial Management
New Jersey
$4.51M -$38.4K -260 -0.8%
KIA
391
KCM Investment Advisors
California
$4.47M -$557K -3,773 -11%
Wealthfront Advisers
392
Wealthfront Advisers
California
$4.45M +$643K +4,352 +17%
Thrivent Financial for Lutherans
393
Thrivent Financial for Lutherans
Minnesota
$4.45M +$421K +2,849 +10%
OWD
394
Osborn Williams & Donohoe
Ohio
$4.44M -$398K -2,696 -8%
Mercer Global Advisors
395
Mercer Global Advisors
Colorado
$4.4M +$417K +2,825 +10%
SWP
396
Stratos Wealth Partners
Ohio
$4.34M -$277K -1,873 -6%
TNA
397
True North Advisors
Texas
$4.34M +$4.34M +29,360 New
FDCDDQ
398
Federation des caisses Desjardins du Quebec
Quebec, Canada
$4.29M +$141K +955 +3%
BBHC
399
Brown Brothers Harriman & Co
New York
$4.29M +$2.07K +14 +0%
HCM
400
Howland Capital Management
Massachusetts
$4.27M -$111K -750 -3%
14 15
16
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