We are live on ! Find out more
CAT icon

Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
376
Arosa Capital Management
Florida
$6.86M +$6.37M +45,000 New
GG
377
Greenwood Gearhart
Arkansas
$6.81M +$380K +2,690 +6%
CGH
378
Crossmark Global Holdings
Texas
$6.8M -$351K -2,481 -5%
WG
379
Winton Group
United Kingdom
$6.71M +$5.93M +41,952 +2,041%
MNBTD
380
Moody National Bank Trust Division
Texas
$6.67M +$5.57M +39,350 +889%
Man Group
381
Man Group
United Kingdom
$6.65M -$3.47M -24,503 -36%
DADC
382
D.A. Davidson & Co
Montana
$6.49M -$84K -594 -1%
WAM
383
World Asset Management
Michigan
$6.49M -$71.6K -506 -1%
CIC
384
Cornercap Investment Counsel
Georgia
$6.48M +$3.54K +25 +0.1%
SC
385
Selz Capital
New York
$6.42M -$22.5M -158,875 -79%
VDI
386
Vaughan David Investments
Illinois
$6.34M +$110K +775 +2%
AIA
387
Affinity Investment Advisors
California
$6.29M +$2.14M +15,132 +58%
TF
388
TIAA FSB
Florida
$6.27M -$2.92M -20,678 -33%
WIA
389
Wealthstreet Investment Advisors
Texas
$6.21M +$1.58M +11,170 +38%
NCM
390
Noesis Capital Mangement
Florida
$6.2M -$193K -1,365 -3%
WF
391
Welch & Forbes
Massachusetts
$6.19M -$72.8K -515 -1%
UCFA
392
United Capital Financial Advisors
Texas
$6.15M -$126K -892 -2%
SIM
393
Sentry Investment Management
Wisconsin
$6.08M
CANC
394
Culbertson A N & Co
Virginia
$6.03M +$134K +950 +2%
SIRP
395
Shelter Insurance Retirement Plan
Missouri
$6.01M
BF
396
BOK Financial
Oklahoma
$5.92M -$214K -1,512 -4%
PGFC
397
Peapack-Gladstone Financial Corp
New Jersey
$5.89M -$23.6K -167 -0.4%
BOH
398
Bank of Hawaii
Hawaii
$5.87M +$124K +876 +2%
IIM
399
Intact Investment Management
Quebec, Canada
$5.84M
FWCM
400
Ferguson Wellman Capital Management
Oregon
$5.82M -$46K -325 -0.8%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.