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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
FP
376
Foundry Partners
Minnesota
$4.5M +$842K +9,195 +23%
GG
377
Greenwood Gearhart
Arkansas
$4.49M +$111K +1,215 +3%
SAM
378
Silvercrest Asset Management
New York
$4.47M -$5.86K -64 -0.1%
LH
379
Lebenthal Holdings
New York
$4.46M +$4.46M +48,729 New
CC
380
Cannell & Co
New York
$4.41M +$609K +6,650 +16%
GF
381
Goodman Financial
Texas
$4.38M +$45.3K +495 +1%
SCM
382
Sterling Capital Management
North Carolina
$4.38M +$25.2K +275 +0.6%
CA
383
Cullinan Associates
Kentucky
$4.38M +$192K +2,100 +5%
AL
384
AJO LP
Pennsylvania
$4.37M +$117K +1,280 +3%
PP
385
Palladium Partners
Virginia
$4.37M -$24.3K -265 -0.6%
FAAS
386
First Allied Advisory Services
California
$4.36M -$77.4K -847 -2%
NIA
387
Northstar Investment Advisors
Colorado
$4.35M +$221K +2,414 +5%
ANI
388
American National Insurance
Texas
$4.3M – – –
GSBTD
389
Glenview State Bank Trust Department
Illinois
$4.3M – – –
LCS
390
Levin Capital Strategies
New York
$4.27M +$41.7K +455 +1%
CB
391
Chemical Bank
Michigan
$4.26M +$1.15M +12,519 +37%
DC
392
Davenport & Co
Virginia
$4.26M -$1.37K -15 -0%
PAM
393
Princeton Alpha Management
New Jersey
$4.23M +$3.62M +39,589 +594%
PPCM
394
Pillar Pacific Capital Management
California
$4.23M +$79K +863 +2%
FBB
395
Fulton Breakefield Broenniman
Maryland
$4.18M -$111K -1,217 -3%
PCM
396
Parsons Capital Management
Rhode Island
$4.18M +$19.7K +215 +0.5%
LSERS
397
Louisiana State Employees Retirement System
Louisiana
$4.17M -$238K -2,600 -5%
Walleye Trading
398
Walleye Trading
New York
$4.13M +$1.4M +15,280 +51%
KRS
399
Kentucky Retirement Systems
Kentucky
$4.12M -$352K -3,841 -8%
PDN
400
Pensionfund DSM Netherlands
Netherlands
$4.07M – – –
14 15
16
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