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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
DP
351
Dearborn Partners
Illinois
$8.24M +$388K +2,741 +5%
NMERB
352
New Mexico Educational Retirement Board
New Mexico
$8.13M -$255K -1,800 -3%
RIM
353
Redpoint Investment Management
Australia
$8.07M -$189K -1,336 -2%
QIM
354
Quantitative Investment Management
Virginia
$8.04M +$7.45M +52,700 New
PWM
355
Patriot Wealth Management
Texas
$8.04M +$164K +1,161 +2%
CIBC Private Wealth Group
356
CIBC Private Wealth Group
Georgia
$7.92M +$105K +741 +1%
GSBTD
357
Glenview State Bank Trust Department
Illinois
$7.9M +$63.7K +450 +0.9%
CIBC World Market
358
CIBC World Market
Ontario, Canada
$7.88M -$2.1M -14,881 -22%
DC
359
Davenport & Co
Virginia
$7.86M +$350K +2,471 +5%
RIA
360
RPG Investment Advisory
California
$7.84M +$2.2M +15,551 +43%
TCM
361
Twin Capital Management
Pennsylvania
$7.82M +$426K +3,010 +6%
EGA
362
Eagle Global Advisors
Texas
$7.78M -$23.9K -169 -0.3%
DY
363
Dowling & Yahnke
California
$7.66M +$24.2K +171 +0.3%
SI
364
Stephens Inc
Arkansas
$7.58M +$627K +4,431 +10%
CG
365
Cutler Group
California
$7.56M -$7.71M -54,503 -52%
JG
366
Jefferies Group
New York
$7.46M -$3.69M -26,095 -35%
COPPSERS
367
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$7.44M -$1.95M -13,819 -22%
GMI
368
Greystone Managed Investments
Saskatchewan, Canada
$7.44M -$324K -2,291 -4%
Qube Research & Technologies (QRT)
369
Qube Research & Technologies (QRT)
United Kingdom
$7.33M +$6.8M +48,087 New
CWM
370
Cornerstone Wealth Management
Missouri
$7.32M -$45.9M -324,608 -26%
LCM
371
Logan Capital Management
Pennsylvania
$7.28M -$69.6K -492 -1%
PWLP
372
Prio Wealth Limited Partnership
Massachusetts
$7.27M -$55.3K -391 -0.8%
ANI
373
American National Insurance
Texas
$7.13M
Dodge & Cox
374
Dodge & Cox
California
$7.06M -$206K -1,453 -3%
MAM
375
Marketfield Asset Management
New York
$6.86M +$6.36M +44,997 New

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.