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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
IIM
351
Intact Investment Management
Quebec, Canada
$3.45M -$2.09M -22,500 -38%
AMIM
352
Aull & Monroe Investment Management
Alabama
$3.45M -$18.5K -199 -0.5%
SDIC
353
South Dakota Investment Council
South Dakota
$3.44M -$464K -5,000 -12%
CC
354
Cannell & Co
New York
$3.43M -$27.8K -300 -0.8%
VAM
355
Visionary Asset Management
Texas
$3.42M +$94.2K +1,016 +3%
LSERS
356
Louisiana State Employees Retirement System
Louisiana
$3.41M -$37.1K -400 -1%
BBA
357
BLB&B Advisors
Pennsylvania
$3.33M -$34.7K -374 -1%
ERSOT
358
Employees Retirement System of Texas
Texas
$3.29M – – –
CANC
359
Culbertson A N & Co
Virginia
$3.27M +$40K +431 +1%
BCCM
360
Bridge Creek Capital Management
Massachusetts
$3.26M -$126K -1,359 -4%
NB
361
NBT Bank
New York
$3.22M -$36.9K -398 -1%
KIG
362
Kessler Investment Group
Indiana
$3.22M +$140K +1,509 +5%
RBA
363
Richard Bernstein Advisors
New York
$3.21M – – –
SI
364
Stephens Inc
Arkansas
$3.2M +$28.2K +304 +0.9%
COPPSERS
365
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$3.18M +$71.6K +772 +2%
BNP Paribas Asset Management
366
BNP Paribas Asset Management
France
$3.16M -$3.35M -36,122 -51%
BC
367
Burney Company
Virginia
$3.14M -$472K -5,087 -13%
FNFDCM
368
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$3.12M – – –
VHAM
369
Van Hulzen Asset Management
California
$3.12M +$3.12M +33,604 New
B
370
Barings
North Carolina
$3.11M -$250K -2,700 -7%
GL
371
GLG LLC
New York
$3.11M +$3.11M +33,500 New
HCM
372
Hollencrest Capital Management
California
$3.07M -$2.46M -26,509 -44%
CHAM
373
Clear Harbor Asset Management
Connecticut
$3.05M +$40.2K +433 +1%
SAM
374
Silvercrest Asset Management
New York
$3.04M +$927 +10 +0%
GLA
375
Great Lakes Advisors
Illinois
$3.04M -$145K -1,566 -5%
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