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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
XK
351
Xact Kapitalforvaltning
Sweden
$3.48M +$3.48M +39,174 New
SBH
352
Segall Bryant & Hamill
Illinois
$3.44M -$15.8K -178 -0.5%
IIM
353
Ipswich Investment Management
Massachusetts
$3.42M +$306K +3,447 +10%
CL
354
Croft-Leominster
Maryland
$3.38M -$160K -1,808 -5%
BC
355
Burney Company
Virginia
$3.38M -$20.7K -239 -0.6%
CAM
356
Columbia Asset Management
Michigan
$3.33M -$62.5K -704 -2%
AMIM
357
Aull & Monroe Investment Management
Alabama
$3.32M -$44.4K -500 -1%
SCM
358
Shelton Capital Management
Colorado
$3.31M +$80.1K +902 +2%
CC
359
Cannell & Co
New York
$3.31M -$63.9K -720 -2%
LSERS
360
Louisiana State Employees Retirement System
Louisiana
$3.3M -$97.6K -1,100 -3%
I
361
IberiaBank
Louisiana
$3.3M +$271K +3,049 +9%
Connor, Clark & Lunn Investment Management (CC&L)
362
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$3.26M +$3.26M +36,700 New
SCM
363
Stonebridge Capital Management
California
$3.25M -$71K -800 -2%
BCCM
364
Bridge Creek Capital Management
Massachusetts
$3.24M +$88.8K +1,000 +3%
Nordea Investment Management
365
Nordea Investment Management
Sweden
$3.24M +$277K +3,119 +9%
BBA
366
BLB&B Advisors
Pennsylvania
$3.22M -$27.9K -314 -0.9%
B
367
Barings
North Carolina
$3.22M +$1.65M +18,600 +106%
PAG
368
Private Advisor Group
New Jersey
$3.19M -$345K -3,944 -10%
VAM
369
Visionary Asset Management
Texas
$3.18M +$83K +935 +3%
SB
370
Simmons Bank
Arkansas
$3.18M -$116K -1,307 -4%
ERSOT
371
Employees Retirement System of Texas
Texas
$3.15M -$888K -10,000 -22%
NB
372
NBT Bank
New York
$3.12M -$112K -1,266 -3%
FNFDCM
373
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$3.12M +$8.69K +105 +0.3%
CANC
374
Culbertson A N & Co
Virginia
$3.1M +$151K +1,706 +5%
RBA
375
Richard Bernstein Advisors
New York
$3.07M – – –
13 14
15
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