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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
351
Stonebridge Capital Management
California
$2.79M 42,734 -100 -0.2%
PSUF
352
People's United Financial
Connecticut
$2.79M 42,647 -11,536 -21%
VFS
353
VSR Financial Services
Kansas
$2.76M 42,261 +4,205 +11%
SDIC
354
South Dakota Investment Council
South Dakota
$2.74M 41,900 +1,000 +2%
LIM
355
Loudon Investment Management
New Hampshire
$2.72M 41,642 +8,264 +25%
ERSOT
356
Employees Retirement System of Texas
Texas
$2.71M 41,500 – –
TG
357
TCW Group
California
$2.71M 41,433 +600 +1%
KRS
358
Kentucky Retirement Systems
Kentucky
$2.7M 41,351 +621 +2%
VCAM
359
Van Cleef Asset Management
Ohio
$2.7M 41,300 -1,150 -3%
ID
360
Integral Derivatives
New York
$2.69M 41,170 +41,170 New
SC
361
Scotia Capital
Ontario, Canada
$2.69M 41,025 -3,674 -8%
CB
362
Chemical Bank
Michigan
$2.68M 40,940 -2,407 -6%
SAM
363
Silvercrest Asset Management
New York
$2.65M 40,611 -5,748 -12%
Neuberger Berman Group
364
Neuberger Berman Group
New York
$2.65M 40,514 -54,704 -57%
BUB
365
BBVA USA Bancshares
Texas
$2.63M 40,269 -3,984 -9%
LPC
366
Loeb Partners Corp
New York
$2.63M 40,207 -10,500 -21%
WBC
367
Westpac Banking Corp
Australia
$2.62M 40,099 +19,523 +95%
DWA
368
Douglass Winthrop Advisors
New York
$2.62M 40,052 -4,248 -10%
MC
369
Mathes Company
New York
$2.61M 39,942 +13,275 +50%
WHG
370
Westwood Holdings Group
Texas
$2.58M 39,539 +772 +2%
WC
371
Whitney & Co
New York
$2.53M 38,758 -284 -0.7%
COPPSERS
372
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$2.53M 38,719 -29,066 -43%
Macquarie Group
373
Macquarie Group
Australia
$2.5M 38,257 -2,205 -5%
FNFDCM
374
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$2.5M 38,206 -1,354 -3%
SW
375
SVB Wealth
Massachusetts
$2.49M 38,088 -8,913 -19%
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