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Caterpillar
CAT

Overview Fund Activity

2,003 hedge funds and large institutions have $87.8B invested in Caterpillar in 2021 Q1 according to their latest regulatory filings, with 229 funds opening new positions, 758 increasing their positions, 734 reducing their positions, and 91 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,003
Holders Change
+120
Holders Change %
+6.37%
% of All Funds
35.27%
Holding in Top 10
58
Holding in Top 10 Change
+28
Holding in Top 10 Change %
+93.33%
% of All Funds
1.02%
New
229
Increased
758
Reduced
734
Closed
91
Calls
$2.45B
Puts
$2.02B
Net Calls
+$436M
Net Calls Change
+$751M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$2.06B
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$337M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$314M
4
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$249M
5
ZIG
Zurich Insurance Group
Switzerland
+$123M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$534M
2
Primecap Management
Primecap Management
California
-$325M
3
Gates Foundation Trust
Gates Foundation Trust
Washington
-$256M
4
Citadel Advisors
Citadel Advisors
Florida
-$246M
5
Harris Associates
Harris Associates
Illinois
-$218M
Name Holding Trade Value Shares
Change 		Shares
Change %
BCM
326
Becker Capital Management
Oregon
$11.6M +$71K +306 +0.6%
BF
327
BOK Financial
Oklahoma
$11.6M -$300K -1,295 -3%
BCI
328
Brinker Capital Investments
Pennsylvania
$11.4M -$9.61M -41,442 -46%
BB
329
Busey Bank
Illinois
$11.4M +$21.6K +93 +0.2%
PCIA
330
Prime Capital Investment Advisors
Kansas
$11.2M +$7.03M +30,328 +167%
GSBTD
331
Glenview State Bank Trust Department
Illinois
$11.2M -$131K -563 -1%
Kovitz Investment Group Partners
332
Kovitz Investment Group Partners
Illinois
$11.1M -$5.21M -22,456 -32%
X
333
Xponance
Pennsylvania
$11M +$5.56M +23,980 +102%
HR
334
Howe & Rusling
New York
$11M -$18.6K -80 -0.2%
SAM
335
Securian Asset Management
Minnesota
$10.9M -$289K -1,248 -3%
Twin Tree Management
336
Twin Tree Management
Texas
$10.9M +$10.9M +46,846 New
ZDA
337
Zweig-DiMenna Associates
New York
$10.8M +$10.8M +46,700 New
GCM
338
Graham Capital Management
Connecticut
$10.8M -$30.9M -133,396 -74%
TCM
339
Thames Capital Management
New Jersey
$10.8M +$5.32M +22,937 +98%
DACG
340
Donor Advised Charitable Giving
California
$10.7M +$3.21M +13,861 +43%
RCYC
341
Richard C. Young & Co
Rhode Island
$10.7M +$622K +2,681 +6%
AAIM
342
American Assets Investment Management
California
$10.4M – – –
LIA
343
LS Investment Advisors
Michigan
$10.4M -$1.09M -4,718 -9%
CS
344
Candriam SCA
Luxembourg
$10.4M – – –
OPERF
345
Oregon Public Employees Retirement Fund
Oregon
$10.4M +$563K +2,429 +6%
AAA
346
Adams Asset Advisors
Texas
$10.3M -$1.29M -5,580 -11%
AWM
347
AE Wealth Management
Kansas
$10.3M +$1.59M +6,875 +18%
CAPTRUST Financial Advisors
348
CAPTRUST Financial Advisors
North Carolina
$10.3M +$895K +3,861 +10%
AI
349
Atria Investments
North Carolina
$10.2M +$2.81M +12,116 +38%
MNBTD
350
Moody National Bank Trust Division
Texas
$10.2M -$15.1K -65 -0.1%
12 13
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