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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
CA
326
Callahan Advisors
Texas
$5.78M -$1.19M -10,060 -18%
SCA
327
Snowden Capital Advisors
New York
$5.75M +$135K +1,136 +3%
Pacer Advisors
328
Pacer Advisors
Pennsylvania
$5.74M +$5.16M +43,514 +2,386%
AAIM
329
American Assets Investment Management
California
$5.69M +$593K +5,000 +13%
ACP
330
Ashfield Capital Partners
California
$5.67M -$3.74M -31,556 -41%
MNBTD
331
Moody National Bank Trust Division
Texas
$5.59M +$12.9K +109 +0.2%
EDRH
332
Edmond de Rothschild Holding
Switzerland
$5.51M -$945K -7,970 -15%
Cerity Partners
333
Cerity Partners
New York
$5.5M +$2.13M +17,926 +70%
Mirae Asset Global Investments
334
Mirae Asset Global Investments
South Korea
$5.44M +$157K +1,328 +3%
AWM
335
AE Wealth Management
Kansas
$5.43M -$1.11M -9,391 -18%
PGFC
336
Peapack-Gladstone Financial Corp
New Jersey
$5.39M -$19.1K -161 -0.4%
WorldQuant Millennium Advisors
337
WorldQuant Millennium Advisors
New York
$5.38M +$5.05M +42,571 New
PAM
338
Panagora Asset Management
Massachusetts
$5.38M +$445K +3,754 +10%
PWLP
339
Prio Wealth Limited Partnership
Massachusetts
$5.35M -$258K -2,178 -5%
ANI
340
American National Insurance
Texas
$5.33M
BC
341
Brinker Capital
Pennsylvania
$5.29M +$4.96M +41,797 New
Dodge & Cox
342
Dodge & Cox
California
$5.26M -$184K -1,550 -4%
II
343
IFM Investors
Australia
$5.16M -$1.88M -15,818 -28%
BF
344
BOK Financial
Oklahoma
$5.12M +$30.1K +254 +0.6%
NCM
345
Noesis Capital Mangement
Florida
$5.11M -$94.3K -795 -2%
IIM
346
Intact Investment Management
Quebec, Canada
$5.09M +$130K +1,100 +3%
JIR
347
James Investment Research
Ohio
$5.03M -$1.47M -12,381 -24%
CANC
348
Culbertson A N & Co
Virginia
$4.99M +$112K +946 +2%
AIA
349
Allied Investment Advisors
Montana
$4.96M +$205K +1,730 +5%
RCYC
350
Richard C. Young & Co
Rhode Island
$4.92M +$4.04M +34,048 +699%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.