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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
TG
326
TCW Group
California
$4.11M +$109K +1,174 +3%
LMGAM
327
Liberty Mutual Group Asset Management
Massachusetts
$4.11M +$135K +1,457 +3%
RC
328
Roundview Capital
New Jersey
$4.07M – – –
XK
329
Xact Kapitalforvaltning
Sweden
$4.05M +$418K +4,502 +11%
Fayez Sarofim & Co
330
Fayez Sarofim & Co
Texas
$3.95M -$741K -7,989 -16%
SFS
331
Strategic Financial Services
New York
$3.95M -$39.9K -430 -1%
KRS
332
Kentucky Retirement Systems
Kentucky
$3.94M -$204K -2,197 -5%
PCM
333
Parsons Capital Management
Rhode Island
$3.93M +$45K +485 +1%
BF
334
BOK Financial
Oklahoma
$3.89M +$16.5K +178 +0.4%
BCM
335
BTC Capital Management
Iowa
$3.89M +$152K +1,632 +4%
TMAM
336
Tokio Marine Asset Management
Japan
$3.84M +$2.25M +24,306 +142%
BB
337
Busey Bank
Illinois
$3.78M +$2.05M +22,066 +118%
FWCM
338
Ferguson Wellman Capital Management
Oregon
$3.75M +$44.1K +476 +1%
GG
339
Greenwood Gearhart
Arkansas
$3.73M -$1.84M -19,792 -33%
RC
340
RBF Capital
California
$3.71M +$2.41M +26,000 +186%
NCM
341
Noesis Capital Mangement
Florida
$3.66M -$1.22M -13,166 -25%
I
342
IberiaBank
Louisiana
$3.66M +$215K +2,315 +6%
WTC
343
WhitTier Trust Company
Nevada
$3.65M -$98.9K -1,067 -3%
Citadel Advisors
344
Citadel Advisors
Florida
$3.64M -$42.6M -458,998 -92%
AIS
345
Accurate Investment Solutions
Pennsylvania
$3.64M -$93.5K -1,008 -3%
SBH
346
Segall Bryant & Hamill
Illinois
$3.51M -$80.8K -871 -2%
CB
347
Chemical Bank
Michigan
$3.49M +$438K +4,718 +14%
CAM
348
Columbia Asset Management
Michigan
$3.47M -$10.8K -116 -0.3%
AB
349
Amalgamated Bank
New York
$3.47M +$987K +10,639 +40%
Northwestern Mutual Wealth Management
350
Northwestern Mutual Wealth Management
Wisconsin
$3.46M +$3.46M +37,277 New
12 13
14
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