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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
ANI
326
American National Insurance
Texas
$4.15M – – –
TBA
327
Tower Bridge Advisors
Pennsylvania
$4.15M -$186K -2,096 -4%
Macquarie Group
328
Macquarie Group
Australia
$4.08M -$5.29M -59,558 -56%
CAN
329
Cetera Advisor Networks
California
$4.08M +$1.34M +15,149 +49%
KBC Group
330
KBC Group
Belgium
$3.98M +$83.7K +943 +2%
UB
331
UMB Bank
Missouri
$3.97M +$8.43K +95 +0.2%
KRS
332
Kentucky Retirement Systems
Kentucky
$3.96M -$444K -4,999 -10%
IA
333
IFP Advisors
Florida
$3.93M -$82K -924 -2%
RC
334
Roundview Capital
New Jersey
$3.9M -$43.5K -490 -1%
FAT
335
First American Trust
California
$3.88M +$764K +8,608 +25%
NFA
336
Nuveen Fund Advisors
Illinois
$3.84M +$633K +7,129 +20%
TG
337
TCW Group
California
$3.83M +$31.1K +350 +0.8%
SFS
338
Strategic Financial Services
New York
$3.81M +$20.9K +235 +0.5%
DL
339
Delta Lloyd
Netherlands
$3.81M +$433K +4,873 +13%
LMGAM
340
Liberty Mutual Group Asset Management
Massachusetts
$3.8M +$228K +2,565 +6%
Members Trust
341
Members Trust
Florida
$3.79M -$541K -6,098 -13%
BCM
342
Beddow Capital Management
Wyoming
$3.74M -$71.9K -810 -2%
SDIC
343
South Dakota Investment Council
South Dakota
$3.74M – – –
PCM
344
Parsons Capital Management
Rhode Island
$3.71M +$11.1K +125 +0.3%
BF
345
BOK Financial
Oklahoma
$3.7M -$1.19M -13,397 -24%
BTS
346
BB&T Securities
Virginia
$3.66M -$860K -9,684 -19%
WTC
347
WhitTier Trust Company
Nevada
$3.59M -$67.9K -765 -2%
BCM
348
BTC Capital Management
Iowa
$3.57M +$248K +2,789 +7%
AIS
349
Accurate Investment Solutions
Pennsylvania
$3.57M -$5.95K -67 -0.2%
FWCM
350
Ferguson Wellman Capital Management
Oregon
$3.55M -$118K -1,332 -3%
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