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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
CA
326
Callahan Advisors
Texas
$3.32M -$209K -2,735 -5%
PPCM
327
Pillar Pacific Capital Management
California
$3.29M +$120K +1,575 +3%
FIM
328
FourPoints Investment Managers
France
$3.26M -$19.1M -249,853 -83%
CA
329
Cullinan Associates
Kentucky
$3.23M -$53.5K -700 -1%
CL
330
Croft-Leominster
Maryland
$3.2M -$327K -4,270 -8%
GJIC
331
Gamble Jones Investment Counsel
California
$3.19M -$592K -7,742 -14%
GSBTD
332
Glenview State Bank Trust Department
Illinois
$3.18M -$88K -1,150 -2%
LCS
333
Levin Capital Strategies
New York
$3.14M +$146K +1,915 +4%
SBH
334
Segall Bryant & Hamill
Illinois
$3.09M -$85.3K -1,115 -2%
SGCA
335
Steel Grove Capital Advisors
Tennessee
$3.07M -$918K -12,008 -20%
ANI
336
American National Insurance
Texas
$3.07M
Two Sigma Investments
337
Two Sigma Investments
New York
$3.05M +$3.38M +44,231 +1,776%
CFB
338
Cullen/Frost Bankers
Texas
$2.97M -$197K -2,582 -5%
PCM
339
Parsons Capital Management
Rhode Island
$2.95M -$134K -1,750 -4%
FWCM
340
Ferguson Wellman Capital Management
Oregon
$2.94M -$74.6K -975 -2%
PC
341
Pomelo Capital
New York
$2.94M +$3.43M +44,900 New
HFS
342
HL Financial Services
Kentucky
$2.9M -$58.6K -766 -2%
BC
343
Burney Company
Virginia
$2.9M +$30.1K +394 +0.9%
AT
344
AMF Tjänstepension
Sweden
$2.89M -$841K -11,000 -20%
SWM
345
Segment Wealth Management
Texas
$2.88M +$338K +4,418 +11%
LSERS
346
Louisiana State Employees Retirement System
Louisiana
$2.88M
DL
347
Delta Lloyd
Netherlands
$2.87M +$319K +4,177 +10%
JG
348
Jefferies Group
New York
$2.87M +$2.38M +31,113 +244%
CHAM
349
Clear Harbor Asset Management
Connecticut
$2.85M -$589K -7,695 -15%
SFS
350
Strategic Financial Services
New York
$2.84M +$8.03K +105 +0.2%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.