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Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
KIA
301
KCM Investment Advisors
California
$14.6M -$109K -488 -0.8%
IAA
302
Independent Advisor Alliance
North Carolina
$14.6M -$338K -1,516 -2%
CAM
303
Congress Asset Management
Massachusetts
$14.5M -$3.4M -15,236 -21%
SPIA
304
Steward Partners Investment Advisory
New York
$14.2M -$1.08M -4,826 -8%
NB
305
Norinchukin Bank
Japan
$14.2M +$1.39M +6,223 +12%
CSS
306
Cubist Systematic Strategies
Connecticut
$14.1M -$1.61M -7,229 -11%
MWM
307
Moran Wealth Management
Florida
$13.9M -$633K -2,839 -5%
NAM
308
Nissay Asset Management
Japan
$13.9M -$291K -1,306 -2%
Wolverine Trading
309
Wolverine Trading
Illinois
$13.7M +$12.5M +56,000 New
Acadian Asset Management
310
Acadian Asset Management
Massachusetts
$13.6M -$35M -156,836 -74%
RCYC
311
Richard C. Young & Co
Rhode Island
$13.6M +$292K +1,309 +2%
FFM
312
Fullerton Fund Management
Singapore
$13.5M +$12.3M +54,995 New
BMSSC
313
B. Metzler seel. Sohn & Co
Germany
$13.5M +$476K +2,135 +4%
RIG
314
RiverFront Investment Group
Virginia
$13.5M +$482K +2,160 +4%
BCM
315
Birmingham Capital Management
Alabama
$13.4M -$424K -1,900 -3%
VF
316
Vest Financial
Virginia
$13.3M +$3.43M +15,387 +39%
CGH
317
Crossmark Global Holdings
Texas
$13.3M +$5.8M +26,005 +104%
GG
318
Greenwood Gearhart
Arkansas
$13.3M +$660K +2,958 +6%
MSR
319
Main Street Research
Connecticut
$13M -$176K -790 -1%
LG
320
LaFleur & Godfrey
Michigan
$13M +$176K +788 +2%
GIBU
321
Gulf International Bank (UK)
United Kingdom
$12.9M -$3.48M -15,627 -23%
BHWM
322
Bar Harbor Wealth Management
New Hampshire
$12.8M -$337K -1,512 -3%
TWC
323
TD Waterhouse Canada
Ontario, Canada
$12.7M -$1.93M -8,642 -15%
WT
324
Whittier Trust
California
$12.7M -$152K -683 -1%
ACA
325
Aptus Capital Advisors
Alabama
$12.7M -$834K -3,739 -7%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.