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Caterpillar

2,022 hedge funds and large institutions have $82B invested in Caterpillar in 2021 Q2 according to their latest regulatory filings, with 145 funds opening new positions, 870 increasing their positions, 682 reducing their positions, and 113 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more first-time investments, than exits

New positions opened: 145 | Existing positions closed: 113

28% more repeat investments, than reductions

Existing positions increased: 870 | Existing positions reduced: 682

1% more funds holding

Funds holding: 2,0112,022 (+11)

0.79% less ownership

Funds ownership: 69.67%68.88% (-0.79%)

7% less capital invested

Capital invested by funds: $87.9B → $82B (-$5.91B)

19% less call options, than puts

Call options by funds: $1.82B | Put options by funds: $2.25B

48% less funds holding in top 10

Funds holding in top 10: 5830 (-28)

Holders
2,022
Holders Change
+11
Holders Change %
+0.55%
% of All Funds
35.2%
Holding in Top 10
30
Holding in Top 10 Change
-28
Holding in Top 10 Change %
-48.28%
% of All Funds
0.52%
New
145
Increased
870
Reduced
682
Closed
113
Calls
$1.82B
Puts
$2.25B
Net Calls
-$430M
Net Calls Change
-$860M
Name Holding Trade Value Shares
Change
Change in
Stake
PA
301
Pinnacle Associates
New York
$14.1M -$395K -1,712 -3%
ACP
302
Ashfield Capital Partners
California
$14.1M +$399K +1,728 +3%
CSS
303
Cubist Systematic Strategies
Connecticut
$13.9M +$12.9M +55,808 +675%
LDB
304
Lee, Danner & Bass
Tennessee
$13.9M +$463K +2,004 +3%
DP
305
Dearborn Partners
Illinois
$13.9M +$20.1K +87 +0.1%
KAS
306
Kestra Advisory Services
Texas
$13.8M -$610K -2,642 -4%
MIM
307
Marco Investment Management
Georgia
$13.7M +$879K +3,805 +6%
BPB
308
Badgley, Phelps & Bell
Washington
$13.7M +$1.26M +5,459 +10%
QC
309
Quadrature Capital
United Kingdom
$13.6M +$14.4M +62,500 New
CAN
310
Cetera Advisor Networks
California
$13.6M +$4.9M +21,235 +52%
GG
311
Gofen & Glossberg
Illinois
$13.4M -$53.4K -231 -0.4%
WT
312
Whittier Trust
California
$13.4M +$154K +667 +1%
CAPTRUST Financial Advisors
313
CAPTRUST Financial Advisors
North Carolina
$13.3M +$3.88M +16,780 +38%
QP
314
Quilter Plc
United Kingdom
$13.1M +$882K +3,821 +7%
Brown Advisory
315
Brown Advisory
Maryland
$13.1M +$291K +1,259 +2%
BC
316
Blackhill Capital
New Jersey
$13.1M
IMPI
317
Ilmarinen Mutual Pension Insurance
Finland
$13.1M
FT
318
Fiduciary Trust
Massachusetts
$13M -$816K -3,532 -6%
IAN
319
Integrated Advisors Network
Texas
$13M -$737K -3,191 -5%
CS
320
Candriam SCA
Luxembourg
$12.9M -$32.8K -142 -0.2%
BCM
321
Birmingham Capital Management
Alabama
$12.9M -$40.4K -175 -0.3%
PGFC
322
Peapack-Gladstone Financial Corp
New Jersey
$12.8M -$45.3K -196 -0.3%
BCP
323
Blue Chip Partners
Michigan
$12.6M +$689K +2,983 +5%
NAM
324
Nissay Asset Management
Japan
$12.4M +$1.43M +6,178 +12%
BGIM
325
Brandywine Global Investment Management
Pennsylvania
$12.2M -$1.21M -5,246 -9%

CAT Hedge Fund Activity: Q2 2021 in Review

2,022 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2021, worth a combined $82B — down 6.7% from $87.9B a quarter earlier.

Buyers outnumbered sellers: 145 funds opened new CAT positions and 113 closed out — a net gain of 32 holders — while 870 added to existing stakes and 682 trimmed.

The largest buyer was BlackRock, adding an estimated $477M. The largest seller was T. Rowe Price Associates, cutting an estimated $1.32B.

  • 2,022 institutional investors held Caterpillar (CAT) as of Q2 2021, up from 2,011 in Q1 2021.
  • Funds reported $82B of Caterpillar stock for Q2 2021, down 6.7% quarter-over-quarter.
  • 145 funds opened new Caterpillar positions in Q2 2021 and 113 closed out, a net change of +32 holders.
  • The largest Caterpillar buyer in Q2 2021 was BlackRock, an estimated $477M added.
  • The largest Caterpillar seller in Q2 2021 was T. Rowe Price Associates, an estimated $1.32B sold.

Based on aggregated 13F filings for Q2 2021.