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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
Capital World Investors
California
$598M
4
Citadel Advisors
Citadel Advisors
Florida
$237M
5
Invesco
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
Sanders Capital
Florida
$0
2
State Street
State Street
Massachusetts
$7.51B
3
Primecap Management
Primecap Management
California
$925M
4
Macquarie Group
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
MIM
301
Marco Investment Management
Georgia
$10.6M -$800K -4,395 -7%
EAM
302
Erste Asset Management
Austria
$10.5M +$4.3M +24,293 +69%
PWAG
303
Polaris Wealth Advisory Group
California
$10.5M +$10.5M +54,157 New
JIR
304
James Investment Research
Ohio
$10.4M +$692K +3,799 +7%
PTC
305
Philadelphia Trust Company
Pennsylvania
$10.3M +$2.16M +11,893 +27%
PCM
306
Penserra Capital Management
California
$10.2M +$3.88M +21,307 +61%
Point72 Asset Management
307
Point72 Asset Management
Connecticut
$10.1M +$10.1M +55,300 New
SAM
308
Scopus Asset Management
New York
$10M -$5.39M -29,586 -35%
QP
309
Quilter Plc
United Kingdom
$9.89M +$43.7K +240 +0.4%
BDS
310
Banco de Sabadell
Florida
$9.85M +$4.04M +22,494 +69%
DC
311
Davenport & Co
Virginia
$9.56M -$15.7K -86 -0.2%
II
312
IFM Investors
Australia
$9.54M +$1.36M +7,445 +17%
NAM
313
Nissay Asset Management
Japan
$9.48M -$48.6K -267 -0.5%
CSIC
314
Clifford Swan Investment Counsel
California
$9.47M -$1.4M -7,678 -13%
CIBC Asset Management
315
CIBC Asset Management
Ontario, Canada
$9.36M -$158K -868 -2%
Public Sector Pension Investment Board (PSP Investments)
316
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$9.34M -$4.17M -22,910 -31%
BF
317
BOK Financial
Oklahoma
$9.34M -$422K -2,319 -4%
DADC
318
D.A. Davidson & Co
Montana
$9.32M -$1.18M -6,458 -11%
HAI
319
Hennessy Advisors Inc
California
$9.25M -$491K -2,700 -5%
CHAM
320
Clear Harbor Asset Management
Connecticut
$9.14M +$424K +2,328 +5%
SCA
321
Southpoint Capital Advisors
New York
$9.1M +$9.1M +50,000 New
AAA
322
Adams Asset Advisors
Texas
$9.1M -$74.8K -411 -0.8%
Wolverine Trading
323
Wolverine Trading
Illinois
$9.07M +$5.33M +29,601 +143%
BCM
324
Becker Capital Management
Oregon
$9.06M -$175K -962 -2%
LIA
325
LS Investment Advisors
Michigan
$9.05M -$376K -2,064 -4%
11 12
13
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