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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
CTC
301
Central Trust Company
Missouri
$7.91M -$162K -1,274 -2%
RBA
302
Richard Bernstein Advisors
New York
$7.88M – – –
WT
303
Whittier Trust
California
$7.78M -$13.6K -107 -0.2%
VDI
304
Vaughan David Investments
Illinois
$7.78M +$2.49M +19,576 +47%
BB
305
Busey Bank
Illinois
$7.71M -$291K -2,293 -4%
Brown Advisory
306
Brown Advisory
Maryland
$7.7M +$444K +3,495 +6%
BC
307
Blackhill Capital
New Jersey
$7.63M – – –
CA
308
Cornerstone Advisors
North Carolina
$7.62M – – –
B
309
BP
United Kingdom
$7.62M -$1.52M -12,000 -17%
SAM
310
Securian Asset Management
Minnesota
$7.59M -$126K -988 -2%
CFG
311
Citizens Financial Group
Rhode Island
$7.59M -$188K -1,478 -2%
Kovitz Investment Group Partners
312
Kovitz Investment Group Partners
Illinois
$7.58M +$7.35M +57,823 +3,127%
SC
313
Scotia Capital
Ontario, Canada
$7.56M -$204K -1,604 -3%
AIM
314
Achmea Investment Management
Netherlands
$7.54M -$6.34M -49,911 -46%
SI
315
Stephens Inc
Arkansas
$7.49M +$1.17M +9,214 +19%
DP
316
Dearborn Partners
Illinois
$7.35M +$486K +3,827 +7%
CI Investments Inc
317
CI Investments Inc
Ontario, Canada
$7.35M -$16M -125,628 -68%
Truist Financial
318
Truist Financial
North Carolina
$7.35M +$447K +3,520 +6%
WBC
319
Westpac Banking Corp
Australia
$7.25M +$301K +2,368 +4%
AFP
320
Ausdal Financial Partners
Iowa
$7.11M -$625K -4,916 -8%
AAA
321
Adams Asset Advisors
Texas
$7.1M -$107K -844 -1%
CSIC
322
Clifford Swan Investment Counsel
California
$7.02M -$172K -1,350 -2%
FT
323
Fiduciary Trust
Massachusetts
$7.01M +$12.5K +98 +0.2%
DC
324
Davenport & Co
Virginia
$6.96M +$416K +3,276 +6%
UIC
325
Uniplan Investment Counsel
Wisconsin
$6.92M -$678K -5,338 -9%
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