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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$446M
2
Ameriprise
Ameriprise
Minnesota
+$309M
3
SCM
Suvretta Capital Management
New York
+$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$159M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$153M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$670M
2
Capital World Investors
Capital World Investors
California
-$316M
3
Citadel Advisors
Citadel Advisors
Florida
-$237M
4
Deutsche Bank
Deutsche Bank
Germany
-$218M
5
AQR Capital Management
AQR Capital Management
Connecticut
-$194M
Name Holding Trade Value Shares
Change 		Shares
Change %
GG
301
Gofen & Glossberg
Illinois
$10.4M -$92K -603 -0.9%
AIA
302
Avalon Investment & Advisory
Texas
$10.4M -$81.7K -536 -0.8%
PA
303
Pinnacle Associates
New York
$10.3M +$126K +824 +1%
Northwestern Mutual Wealth Management
304
Northwestern Mutual Wealth Management
Wisconsin
$10.2M +$879K +5,764 +9%
MML Investors Services
305
MML Investors Services
Massachusetts
$10M +$3.64M +23,859 +57%
TCM
306
Tufton Capital Management
Maryland
$10M -$98.3K -645 -1%
PAG
307
Private Advisor Group
New Jersey
$9.96M +$3.5M +22,948 +54%
SCM
308
Shelton Capital Management
Colorado
$9.93M +$1.11M +7,300 +13%
DAM
309
Delta Asset Management
Tennessee
$9.91M +$258K +1,695 +3%
PPCM
310
Pillar Pacific Capital Management
California
$9.87M -$22.6K -148 -0.2%
QI
311
QS Investors
New York
$9.84M +$268K +1,755 +3%
Parallax Volatility Advisers
312
Parallax Volatility Advisers
California
$9.73M +$9.73M +63,832 New
CTC
313
Central Trust Company
Missouri
$9.69M -$16K -105 -0.2%
HT
314
HAP Trading
New York
$9.68M +$7.23M +47,433 +295%
BA
315
Bridgewater Associates
Connecticut
$9.65M -$22.9M -150,203 -70%
BB
316
Busey Bank
Illinois
$9.6M +$91.5K +600 +1%
RBA
317
Richard Bernstein Advisors
New York
$9.46M +$3.53M +23,136 +60%
MSR
318
Main Street Research
Connecticut
$9.36M -$8.73M -57,280 -48%
WT
319
Whittier Trust
California
$9.36M -$430K -2,822 -4%
CFG
320
Citizens Financial Group
Rhode Island
$9.33M -$195K -1,281 -2%
SC
321
Scotia Capital
Ontario, Canada
$9.32M +$843K +5,527 +10%
VMPIC
322
Varma Mutual Pension Insurance Co
Finland
$9.31M – – –
CCM
323
Cadence Capital Management
Massachusetts
$9.29M +$531K +3,481 +6%
AFP
324
Ausdal Financial Partners
Iowa
$9.28M +$47K +308 +0.5%
SAM
325
Securian Asset Management
Minnesota
$9.26M -$41.9K -275 -0.5%
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