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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
HFS
301
HL Financial Services
Kentucky
$10.5M +$422K +2,980 +5%
GG
302
Gofen & Glossberg
Illinois
$10.4M -$85.3K -603 -0.9%
AIA
303
Avalon Investment & Advisory
Texas
$10.4M -$75.8K -536 -0.8%
PA
304
Pinnacle Associates
New York
$10.3M +$117K +824 +1%
Northwestern Mutual Wealth Management
305
Northwestern Mutual Wealth Management
Wisconsin
$10.2M +$815K +5,764 +9%
MML Investors Services
306
MML Investors Services
Massachusetts
$10M +$3.37M +23,859 +57%
TCM
307
Tufton Capital Management
Maryland
$10M -$91.2K -645 -1%
PAG
308
Private Advisor Group
New Jersey
$9.96M +$3.25M +22,948 +54%
SCM
309
Shelton Capital Management
Colorado
$9.93M +$1.03M +7,300 +13%
DAM
310
Delta Asset Management
Tennessee
$9.91M +$240K +1,695 +3%
PPCM
311
Pillar Pacific Capital Management
California
$9.87M -$20.9K -148 -0.2%
QI
312
QS Investors
New York
$9.84M +$248K +1,755 +3%
Parallax Volatility Advisers
313
Parallax Volatility Advisers
California
$9.73M +$9.03M +63,832 New
CTC
314
Central Trust Company
Missouri
$9.69M -$14.9K -105 -0.2%
HT
315
HAP Trading
New York
$9.68M +$6.71M +47,433 +295%
BA
316
Bridgewater Associates
Connecticut
$9.65M -$21.2M -150,203 -70%
BB
317
Busey Bank
Illinois
$9.6M +$84.9K +600 +1%
RBA
318
Richard Bernstein Advisors
New York
$9.46M +$3.27M +23,136 +60%
MSR
319
Main Street Research
Connecticut
$9.36M -$8.1M -57,280 -48%
WT
320
Whittier Trust
California
$9.36M -$399K -2,822 -4%
CFG
321
Citizens Financial Group
Rhode Island
$9.33M -$181K -1,281 -2%
SC
322
Scotia Capital
Ontario, Canada
$9.32M +$782K +5,527 +10%
VMPIC
323
Varma Mutual Pension Insurance Co
Finland
$9.31M
CCM
324
Cadence Capital Management
Massachusetts
$9.29M +$492K +3,481 +6%
AFP
325
Ausdal Financial Partners
Iowa
$9.28M +$43.6K +308 +0.5%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.