CAT icon

Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
301
Fifth Third Bancorp
Ohio
$4.88M +$214K +2,307 +5%
GSBTD
302
Glenview State Bank Trust Department
Illinois
$4.87M -$195K -2,100 -4%
CIBC Asset Management
303
CIBC Asset Management
Ontario, Canada
$4.86M +$26.7K +288 +0.6%
DY
304
Dowling & Yahnke
California
$4.75M +$210K +2,266 +5%
PWLP
305
Prio Wealth Limited Partnership
Massachusetts
$4.67M -$83K -895 -2%
IIM
306
Ipswich Investment Management
Massachusetts
$4.66M +$138K +1,490 +3%
DZ Bank
307
DZ Bank
Germany
$4.63M -$711K -7,658 -13%
TAF
308
Tredje AP-fonden
Sweden
$4.5M +$38.4K +414 +0.9%
XK
309
Xact Kapitalforvaltning
Sweden
$4.37M +$321K +3,463 +8%
SDJVC
310
St. Denis J. Villere & Co
Louisiana
$4.37M -$37.1K -400 -0.8%
MC
311
Martin Currie
United Kingdom
$4.36M -$9.74M -105,000 -69%
ANI
312
American National Insurance
Texas
$4.34M – – –
ACPU
313
Arrowgrass Capital Partners (US)
Delaware
$4.28M -$2.26M -24,319 -34%
MA
314
MUFG Americas
New York
$4.28M -$319K -3,439 -7%
Nomura Holdings
315
Nomura Holdings
Japan
$4.28M -$5.38M -58,113 -56%
DADC
316
D.A. Davidson & Co
Montana
$4.24M -$96.4K -1,039 -2%
AIC
317
Argus Investors Counsel
New York
$4.2M -$728K -7,850 -15%
LCM
318
Laurion Capital Management
New York
$4.16M +$4.16M +44,894 New
AIMCA
319
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$4.12M +$1.2M +12,900 +41%
MC
320
Mathes Company
New York
$4.09M -$123K -1,325 -3%
GCM
321
Graham Capital Management
Connecticut
$4.08M +$4.08M +44,000 New
COPPSERS
322
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$4.06M +$888K +9,571 +28%
CAM
323
Capstone Asset Management
Texas
$4.06M -$222K -2,398 -5%
Mirae Asset Global Investments
324
Mirae Asset Global Investments
South Korea
$3.96M -$294K -3,172 -7%
NFA
325
Nuveen Fund Advisors
Illinois
$3.94M -$350K -3,775 -8%
11 12
13
14 15