Caterpillar
CAT
1,071 hedge funds and large institutions have $33.2B invested in Caterpillar in 2013 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 365 increasing their positions, 484 reducing their positions, and 74 closing their positions.
29% more funds holding in top 10
Funds holding in top 10: 17 → 22 (+5)
11% more first-time investments, than exits
New positions opened: 82 | Existing positions closed: 74
0.73% more ownership
Funds ownership: 60.95% → 61.68% (+0.73%)
0% more capital invested
Capital invested by funds: $33B → $33.2B (+$136M)
0% less funds holding
Funds holding: 1,073 → 1,071 (-2)
25% less repeat investments, than reductions
Existing positions increased: 365 | Existing positions reduced: 484
39% less call options, than puts
Call options by funds: $930M | Put options by funds: $1.52B
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Capital World Investors
Los Angeles,
California
|
+$228M |
| 2 |
JP Morgan Chase
New York
|
+$168M |
| 3 |
Franklin Resources
San Mateo,
California
|
+$113M |
| 4 |
SG Americas Securities
New York
|
+$109M |
| 5 |
Lord, Abbett & Co
Jersey City,
New Jersey
|
+$96.5M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
State Street
Boston,
Massachusetts
|
-$224M |
| 2 |
Fidelity Investments
Boston,
Massachusetts
|
-$148M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$83.8M |
| 4 |
HSBC Holdings
London,
United Kingdom
|
-$74.2M |
| 5 |
Schroder Investment Management Group
London,
United Kingdom
|
-$65.3M |
CAT Hedge Fund Activity: Q3 2013 in Review
1,071 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2013, worth a combined $33.2B — up 0.41% from $33B a quarter earlier.
Buyers outnumbered sellers: 82 funds opened new CAT positions and 74 closed out — a net gain of 8 holders — while 365 added to existing stakes and 484 trimmed.
The largest buyer was Capital World Investors, adding an estimated $228M. The largest seller was State Street, cutting an estimated $224M.
- 1,071 institutional investors held Caterpillar (CAT) as of Q3 2013, down from 1,073 in Q2 2013.
- Funds reported $33.2B of Caterpillar stock for Q3 2013, up 0.41% quarter-over-quarter.
- 82 funds opened new Caterpillar positions in Q3 2013 and 74 closed out, a net change of +8 holders.
- The largest Caterpillar buyer in Q3 2013 was Capital World Investors, an estimated $228M added.
- The largest Caterpillar seller in Q3 2013 was State Street, an estimated $224M sold.
Based on aggregated 13F filings for Q3 2013.