We are live on ! Find out more
CAT icon

Caterpillar

1,937 hedge funds and large institutions have $71B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 820 increasing their positions, 694 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 820 | Existing positions reduced: 694

1.25% less ownership

Funds ownership: 68.88%67.63% (-1.2%)

4% less funds holding

Funds holding: 2,0221,937 (-85)

13% less capital invested

Capital invested by funds: $82B → $71B (-$10.9B)

30% less funds holding in top 10

Funds holding in top 10: 3021 (-9)

36% less first-time investments, than exits

New positions opened: 97 | Existing positions closed: 151

38% less call options, than puts

Call options by funds: $1.87B | Put options by funds: $2.99B

Holders
1,937
Holders Change
-85
Holders Change %
-4.2%
% of All Funds
33.91%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
820
Reduced
694
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.13B
Net Calls Change
-$695M
Name Holding Trade Value Shares
Change
Change in
Stake
COPPSERS
276
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$13.2M -$5.21K -25 -0%
Bank Julius Baer & Co
277
Bank Julius Baer & Co
Switzerland
$13M -$3.1M -14,904 -18%
CAPTRUST Financial Advisors
278
CAPTRUST Financial Advisors
North Carolina
$12.9M +$1.29M +6,210 +10%
DAM
279
Delta Asset Management
Tennessee
$12.8M +$126K +606 +0.9%
PA
280
Pinnacle Associates
New York
$12.5M +$107K +515 +0.8%
SEI Investments
281
SEI Investments
Pennsylvania
$12.5M -$10.2M -49,214 -43%
ACP
282
Ashfield Capital Partners
California
$12.5M +$142K +682 +1%
BPWM
283
Badgley Phelps Wealth Managers
Washington
$12.5M +$13.6M +65,090 New
CAN
284
Cetera Advisor Networks
California
$12.3M +$377K +1,810 +3%
PTC
285
Philadelphia Trust Company
Pennsylvania
$12.3M -$1.24M -5,952 -8%
MIM
286
Marco Investment Management
Georgia
$12.3M +$191K +915 +1%
IAN
287
Integrated Advisors Network
Texas
$12.2M +$779K +3,739 +6%
IAA
288
Independent Advisor Alliance
North Carolina
$12.2M -$1.4M -6,699 -10%
FAM
289
Fred Alger Management
New York
$12M +$13M +62,331 New
Schroder Investment Management Group
290
Schroder Investment Management Group
United Kingdom
$11.9M -$6.02M -28,912 -32%
Connor, Clark & Lunn Investment Management (CC&L)
291
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$11.9M -$14.8M -70,869 -53%
LDB
292
Lee, Danner & Bass
Tennessee
$11.8M -$443K -2,129 -3%
WT
293
Whittier Trust
California
$11.7M -$102K -489 -0.8%
Brown Advisory
294
Brown Advisory
Maryland
$11.7M +$167K +801 +1%
BCP
295
Blue Chip Partners
Michigan
$11.7M +$596K +2,861 +5%
QP
296
Quilter Plc
United Kingdom
$11.6M +$40.6K +195 +0.3%
FT
297
Fiduciary Trust
Massachusetts
$11.6M +$131K +627 +1%
GG
298
Gofen & Glossberg
Illinois
$11.5M -$316K -1,518 -2%
BC
299
Blackhill Capital
New Jersey
$11.5M
IMPI
300
Ilmarinen Mutual Pension Insurance
Finland
$11.5M

CAT Hedge Fund Activity: Q3 2021 in Review

1,937 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2021, worth a combined $71B — down 13% from $82B a quarter earlier.

Sellers outnumbered buyers: 151 funds closed out of CAT and 97 opened new positions — a net loss of 54 holders — while 694 trimmed existing stakes and 820 added.

The largest buyer was Two Sigma Advisers, adding an estimated $374M. The largest seller was T. Rowe Price Associates, cutting an estimated $898M.

  • 1,937 institutional investors held Caterpillar (CAT) as of Q3 2021, down from 2,022 in Q2 2021.
  • Funds reported $71B of Caterpillar stock for Q3 2021, down 13% quarter-over-quarter.
  • 97 funds opened new Caterpillar positions in Q3 2021 and 151 closed out, a net change of -54 holders.
  • The largest Caterpillar buyer in Q3 2021 was Two Sigma Advisers, an estimated $374M added.
  • The largest Caterpillar seller in Q3 2021 was T. Rowe Price Associates, an estimated $898M sold.

Based on aggregated 13F filings for Q3 2021.