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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
Capital World Investors
California
$598M
4
Citadel Advisors
Citadel Advisors
Florida
$237M
5
Invesco
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
Sanders Capital
Florida
$0
2
State Street
State Street
Massachusetts
$7.51B
3
Primecap Management
Primecap Management
California
$925M
4
Macquarie Group
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
DAM
276
Delta Asset Management
Tennessee
$12.1M -$87.6K -481 -0.7%
FT
277
Fiduciary Trust
Massachusetts
$12.1M -$432K -2,372 -3%
TCM
278
Tufton Capital Management
Maryland
$12M +$22K +121 +0.2%
CG
279
Colony Group
Massachusetts
$11.9M -$151K -827 -1%
ACP
280
Ashfield Capital Partners
California
$11.7M +$2.28M +12,539 +24%
BGIM
281
Brandywine Global Investment Management
Pennsylvania
$11.6M -$83.8M -460,267 -88%
HIMCH
282
Hartford Investment Management Co (HIMCO)
Connecticut
$11.6M +$1.26M +6,934 +12%
DP
283
Dearborn Partners
Illinois
$11.6M +$647K +3,552 +6%
LG
284
LaFleur & Godfrey
Michigan
$11.5M -$187K -1,026 -2%
CIBC World Market
285
CIBC World Market
Ontario, Canada
$11.5M +$3.55M +19,509 +45%
Jennison Associates
286
Jennison Associates
New York
$11.4M +$11.4M +62,358 New
ACI
287
Alpha Cubed Investments
California
$11.3M -$1.2M -6,617 -10%
SSA
288
Schonfeld Strategic Advisors
New York
$11.3M +$11.3M +62,094 New
GG
289
Gofen & Glossberg
Illinois
$11.3M -$11.5K -63 -0.1%
PPCM
290
Pillar Pacific Capital Management
California
$11.2M -$292K -1,604 -3%
Mercer Global Advisors
291
Mercer Global Advisors
Colorado
$11.1M +$896K +4,924 +9%
LDB
292
Lee, Danner & Bass
Tennessee
$11.1M +$304K +1,672 +3%
IAA
293
Independent Advisor Alliance
North Carolina
$11M +$413K +2,268 +4%
ACM
294
Arosa Capital Management
Florida
$10.9M -$1.82K -10 -0%
BC
295
Blackhill Capital
New Jersey
$10.9M – – –
IMPI
296
Ilmarinen Mutual Pension Insurance
Finland
$10.9M – – –
IAN
297
Integrated Advisors Network
Texas
$10.9M -$85.2K -468 -0.8%
BCM
298
Birmingham Capital Management
Alabama
$10.9M -$183K -1,005 -2%
CS
299
Candriam SCA
Luxembourg
$10.8M -$16.8M -92,219 -61%
Brown Advisory
300
Brown Advisory
Maryland
$10.6M +$99K +544 +0.9%
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