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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
LG
276
LaFleur & Godfrey
Michigan
$9.58M +$9.58M +64,199 New
Twin Tree Management
277
Twin Tree Management
Texas
$9.55M +$9.07M +60,824 +1,897%
Nordea Investment Management
278
Nordea Investment Management
Sweden
$9.52M -$10.5M -70,068 -52%
PPCM
279
Pillar Pacific Capital Management
California
$9.43M -$2.24K -15 -0%
MIM
280
Marco Investment Management
Georgia
$9.35M -$29.8K -200 -0.3%
GWM
281
Geneos Wealth Management
Colorado
$9.35M -$212K -1,454 -2%
GG
282
Gofen & Glossberg
Illinois
$9.24M – – –
CC
283
Cannell & Co
New York
$9.12M +$227K +1,525 +3%
MC
284
Martin Currie
United Kingdom
$9.12M +$382K +2,563 +4%
SC
285
Scotia Capital
Ontario, Canada
$9.11M -$178K -1,192 -2%
BCI
286
Brinker Capital Investments
Pennsylvania
$9.11M +$9.11M +61,107 New
BCM
287
Birmingham Capital Management
Alabama
$9.05M -$41K -275 -0.5%
IAN
288
Integrated Advisors Network
Texas
$9.01M +$1.04M +6,981 +13%
ASC
289
Atalanta Sosnoff Capital
New York
$8.98M -$3.13M -21,016 -26%
ACM
290
Arosa Capital Management
Florida
$8.95M -$9.28M -62,223 -51%
BC
291
Blackhill Capital
New Jersey
$8.95M – – –
IMPI
292
Ilmarinen Mutual Pension Insurance
Finland
$8.95M – – –
DP
293
Dearborn Partners
Illinois
$8.94M +$482K +3,233 +6%
CSIC
294
Clifford Swan Investment Counsel
California
$8.9M -$280K -1,875 -3%
LDB
295
Lee, Danner & Bass
Tennessee
$8.83M +$612K +4,100 +7%
IAA
296
Independent Advisor Alliance
North Carolina
$8.7M +$5.51M +36,741 +172%
Brown Advisory
297
Brown Advisory
Maryland
$8.63M -$291K -1,953 -3%
DILIC
298
Dai-ichi Life Insurance Company
Japan
$8.61M -$119K -798 -1%
DADC
299
D.A. Davidson & Co
Montana
$8.6M +$1.01M +6,763 +13%
HIMCH
300
Hartford Investment Management Co (HIMCO)
Connecticut
$8.43M -$322K -2,161 -4%
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