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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
SC
276
Scotia Capital
Ontario, Canada
$7.89M +$292K +2,461 +4%
NAM
277
Nissay Asset Management
Japan
$7.87M +$395K +3,331 +6%
GG
278
Gofen & Glossberg
Illinois
$7.84M -$198K -1,670 -3%
HAI
279
Hennessy Advisors Inc
California
$7.82M -$237K -2,000 -3%
CSIC
280
Clifford Swan Investment Counsel
California
$7.79M -$110K -925 -1%
BCM
281
Birmingham Capital Management
Alabama
$7.71M +$41.5K +350 +0.6%
BC
282
Blackhill Capital
New Jersey
$7.59M
IMPI
283
Ilmarinen Mutual Pension Insurance
Finland
$7.59M
Brown Advisory
284
Brown Advisory
Maryland
$7.57M +$35K +295 +0.5%
CC
285
Cannell & Co
New York
$7.54M +$911K +7,680 +15%
HIMCH
286
Hartford Investment Management Co (HIMCO)
Connecticut
$7.42M -$810K -6,833 -10%
MC
287
Martin Currie
United Kingdom
$7.41M +$6.94M +58,560 New
DILIC
288
Dai-ichi Life Insurance Company
Japan
$7.4M -$1.1M -9,297 -14%
Assenagon Asset Management
289
Assenagon Asset Management
Luxembourg
$7.37M +$6.91M +58,280 New
AAF
290
Andra AP-fonden
Sweden
$7.35M +$1.98M +16,700 +40%
ACI
291
Alpha Cubed Investments
California
$7.21M -$390K -3,289 -5%
DP
292
Dearborn Partners
Illinois
$7.17M -$125K -1,051 -2%
WT
293
Whittier Trust
California
$7.1M -$125K -1,055 -2%
QP
294
Quilter Plc
United Kingdom
$7.09M -$336K -2,836 -5%
CS
295
Candriam SCA
Luxembourg
$7.08M -$3.22M -27,170 -33%
Kovitz Investment Group Partners
296
Kovitz Investment Group Partners
Illinois
$7.08M +$26.8K +226 +0.4%
FNBT
297
FineMark National Bank & Trust
Florida
$7.02M +$440K +3,713 +7%
SMI
298
Shelter Mutual Insurance
Missouri
$6.98M -$1.01M -8,500 -13%
LDB
299
Lee, Danner & Bass
Tennessee
$6.97M -$129K -1,090 -2%
Mercer Global Advisors
300
Mercer Global Advisors
Colorado
$6.94M +$860K +7,251 +15%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.