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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
SMDAM
276
Sumitomo Mitsui DS Asset Management
Japan
$9.59M +$802K +6,313 +9%
Lord, Abbett & Co
277
Lord, Abbett & Co
New Jersey
$9.54M -$61.5M -483,954 -87%
Walleye Trading
278
Walleye Trading
New York
$9.32M +$6.03M +47,484 +184%
SCM
279
Shelton Capital Management
Colorado
$9.26M +$991K +7,800 +12%
MML Investors Services
280
MML Investors Services
Massachusetts
$9.12M +$753K +5,926 +9%
OPERF
281
Oregon Public Employees Retirement Fund
Oregon
$9.05M -$7.53M -59,298 -45%
PA
282
Pinnacle Associates
New York
$8.92M +$363K +2,855 +4%
SMI
283
Shelter Mutual Insurance
Missouri
$8.87M – – –
HNB
284
Huntington National Bank
Ohio
$8.76M -$478K -3,764 -5%
GG
285
Gofen & Glossberg
Illinois
$8.68M -$22.2K -175 -0.3%
PAG
286
Private Advisor Group
New Jersey
$8.64M +$343K +2,701 +4%
BCM
287
Birmingham Capital Management
Alabama
$8.61M -$477K -3,753 -5%
HIMCH
288
Hartford Investment Management Co (HIMCO)
Connecticut
$8.6M -$198K -1,556 -2%
ACM
289
Arosa Capital Management
Florida
$8.54M +$2.82M +22,178 +49%
Northwestern Mutual Wealth Management
290
Northwestern Mutual Wealth Management
Wisconsin
$8.45M -$37.6K -296 -0.4%
MIM
291
Marco Investment Management
Georgia
$8.41M -$4.18M -32,885 -33%
TCM
292
Tufton Capital Management
Maryland
$8.37M +$21K +165 +0.3%
GMI
293
Greystone Managed Investments
Saskatchewan, Canada
$8.28M +$2.08M +16,401 +34%
TRSOTSOK
294
Teachers Retirement System of the State of Kentucky
Kentucky
$8.23M +$686K +5,400 +9%
UCFA
295
United Capital Financial Advisors
Texas
$8.22M +$3.09M +24,309 +60%
PPCM
296
Pillar Pacific Capital Management
California
$8.22M -$6.99K -55 -0.1%
GIM
297
Grassi Investment Management
California
$8.04M +$1.04M +8,200 +15%
DAM
298
Delta Asset Management
Tennessee
$8.04M -$225K -1,773 -3%
LDB
299
Lee, Danner & Bass
Tennessee
$7.98M +$276K +2,170 +4%
Natixis Advisors
300
Natixis Advisors
Massachusetts
$7.97M +$705K +5,549 +10%
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