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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
MCM
276
McKinley Capital Management
Alaska
$12.5M -$450K -3,178 -4%
CB
277
Commerce Bank
Missouri
$12.5M +$64.5K +456 +0.6%
FBA
278
Front Barnett Associates
Illinois
$12.5M +$279K +1,972 +2%
CIP
279
Chartwell Investment Partners
Pennsylvania
$12.4M -$313K -2,210 -3%
BTS
280
BB&T Securities
Virginia
$12.4M +$1.63M +11,551 +17%
WCMN
281
Westchester Capital Management (Nebraska)
Nebraska
$12M -$2.83K -20 -0%
CFB
282
Cullen/Frost Bankers
Texas
$11.9M -$1.29M -9,116 -10%
ACP
283
Ashfield Capital Partners
California
$11.8M +$2.13M +15,043 +24%
FSA
284
Franklin Street Advisors
North Carolina
$11.8M +$1.23M +8,728 +13%
MOACM
285
Mutual of America Capital Management
New York
$11.7M -$32.1K -227 -0.3%
Jane Street
286
Jane Street
New York
$11.6M -$14.6M -102,917 -58%
PSUF
287
People's United Financial
Connecticut
$11.4M +$217K +1,536 +2%
Simplex Trading
288
Simplex Trading
Illinois
$11.4M -$9.99M -70,608 -49%
Hudson Bay Capital Management
289
Hudson Bay Capital Management
Connecticut
$11.3M +$8.55M +60,470 +448%
HNB
290
Huntington National Bank
Ohio
$11.1M -$101K -716 -1%
B
291
BP
United Kingdom
$11M +$4.81M +34,000 +89%
CG
292
Colony Group
Massachusetts
$10.9M -$349K -2,470 -3%
CBOA
293
Commonwealth Bank of Australia
Australia
$10.9M -$403K -2,852 -4%
BCM
294
Birmingham Capital Management
Alabama
$10.9M -$103K -725 -1%
NAM
295
Nissay Asset Management
Japan
$10.9M +$224K +1,586 +2%
CIA
296
CCM Investment Advisers
South Carolina
$10.8M -$148K -1,048 -1%
Lazard Asset Management
297
Lazard Asset Management
New York
$10.8M -$12.5M -88,614 -56%
SMI
298
Shelter Mutual Insurance
Missouri
$10.6M
HIMCH
299
Hartford Investment Management Co (HIMCO)
Connecticut
$10.6M -$440K -3,110 -4%
SMDAM
300
Sumitomo Mitsui DS Asset Management
Japan
$10.6M +$268K +1,894 +3%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.