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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
IECM
276
Intrinsic Edge Capital Management
Illinois
$10.9M +$12M +80,157 New
LCS
277
Levin Capital Strategies
New York
$10.9M -$1.95M -13,032 -14%
FBA
278
Front Barnett Associates
Illinois
$10.8M +$53K +355 +0.4%
WCMN
279
Westchester Capital Management (Nebraska)
Nebraska
$10.7M -$50.5K -338 -0.4%
EDRH
280
Edmond de Rothschild Holding
Switzerland
$10.6M -$1.45M -9,704 -11%
ZIG
281
Zurich Insurance Group
Switzerland
$10.6M -$7.31M -48,943 -39%
Los Angeles Capital Management
282
Los Angeles Capital Management
California
$10.6M -$48.7M -326,033 -81%
MOACM
283
Mutual of America Capital Management
New York
$10.4M +$78.4K +525 +0.7%
JG
284
Jefferies Group
New York
$10.2M +$1.56M +10,430 +16%
FCM
285
Flinton Capital Management
Pennsylvania
$10.2M +$124K +832 +1%
TAM
286
Tiverton Asset Management
Delaware
$10.2M +$1.55M +10,364 +16%
CBOA
287
Commonwealth Bank of Australia
Australia
$10.1M -$890K -5,954 -7%
CG
288
Clinton Group
New York
$10.1M +$11.1M +74,370 New
CG
289
Colony Group
Massachusetts
$10.1M +$122K +815 +1%
PSUF
290
People's United Financial
Connecticut
$9.97M -$246K -1,646 -2%
HNB
291
Huntington National Bank
Ohio
$9.95M -$330K -2,209 -3%
HIMCH
292
Hartford Investment Management Co (HIMCO)
Connecticut
$9.81M -$6.56M -43,935 -38%
BCM
293
Birmingham Capital Management
Alabama
$9.8M -$400K -2,678 -4%
CIA
294
CCM Investment Advisers
South Carolina
$9.78M -$117K -785 -1%
AIM
295
Assured Investment Management
New York
$9.64M -$166K -1,108 -2%
NAM
296
Nissay Asset Management
Japan
$9.47M -$135K -906 -1%
SMI
297
Shelter Mutual Insurance
Missouri
$9.47M -$1.17M -7,800 -10%
BTS
298
BB&T Securities
Virginia
$9.43M +$807K +5,403 +8%
UIC
299
Uniplan Investment Counsel
Wisconsin
$9.42M -$1.82M -12,152 -15%
GG
300
Gofen & Glossberg
Illinois
$9.37M -$155K -1,037 -1%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.