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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
BC
276
Blackhill Capital
New Jersey
$5.57M – – –
GIA
277
Granite Investment Advisors
New Hampshire
$5.52M -$1.5M -16,155 -21%
LDB
278
Lee, Danner & Bass
Tennessee
$5.44M -$44.5K -480 -0.8%
SAM
279
Securian Asset Management
Minnesota
$5.44M +$124K +1,342 +2%
SMDAM
280
Sumitomo Mitsui DS Asset Management
Japan
$5.43M -$211K -2,274 -4%
HT
281
HighTower Trust
Texas
$5.41M +$140K +1,505 +3%
WP
282
WMS Partners
Maryland
$5.37M +$3.52K +38 +0.1%
Brown Advisory
283
Brown Advisory
Maryland
$5.37M -$277K -2,991 -5%
WAM
284
World Asset Management
Michigan
$5.37M -$414K -4,463 -7%
DZ Bank
285
DZ Bank
Germany
$5.33M +$5.33M +57,518 New
IA
286
IFP Advisors
Florida
$5.3M +$1.19M +12,847 +29%
Dodge & Cox
287
Dodge & Cox
California
$5.29M -$41.2K -444 -0.8%
BTS
288
BB&T Securities
Virginia
$5.22M +$1.44M +15,751 +38%
DP
289
Dearborn Partners
Illinois
$5.21M -$102K -1,100 -2%
MFS
290
MSI Financial Services
Massachusetts
$5.17M +$462K +4,983 +10%
IRF
291
IBM Retirement Fund
New York
$5.14M +$683 +7 +0%
GIM
292
Grassi Investment Management
California
$5.08M -$46.4K -500 -0.9%
GSBTD
293
Glenview State Bank Trust Department
Illinois
$5.06M +$171K +1,840 +3%
BA
294
BlackRock Advisors
Delaware
$5.04M -$25.9M -279,340 -84%
Voloridge Investment Management
295
Voloridge Investment Management
Florida
$5.02M -$14.6M -157,662 -74%
AIC
296
Argus Investors Counsel
New York
$4.93M -$468K -5,050 -9%
CIBC Asset Management
297
CIBC Asset Management
Ontario, Canada
$4.84M +$85.7K +924 +2%
KBC Group
298
KBC Group
Belgium
$4.81M +$654K +7,056 +16%
SC
299
Scotia Capital
Ontario, Canada
$4.8M -$141K -1,516 -3%
Jane Street
300
Jane Street
New York
$4.8M -$44K -474 -0.9%
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