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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$494M
2
Invesco
Invesco
Georgia
+$293M
3
Fidelity International
Fidelity International
Bermuda
+$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$167M
5
O
OppenheimerFunds
New York
+$155M

Top Sellers

1
State Street
State Street
Massachusetts
-$498M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$144M
3
MNA
Manning & Napier Advisors
New York
-$105M
4
Franklin Resources
Franklin Resources
California
-$100M
5
Capital World Investors
Capital World Investors
California
-$96.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
FWCM
276
Ferguson Wellman Capital Management
Oregon
$8.79M +$519K +5,221 +6%
WAM
277
World Asset Management
Michigan
$8.78M -$1.12M -11,310 -11%
CTC
278
Central Trust Company
Missouri
$8.75M -$60.3K -607 -0.7%
SCA
279
Stillwater Capital Advisors
Pennsylvania
$8.68M +$252K +2,537 +3%
DCM
280
Dupont Capital Management
Delaware
$8.51M +$2.53M +25,472 +42%
Natixis Advisors
281
Natixis Advisors
Massachusetts
$8.33M +$483K +4,856 +6%
SIPS
282
Shelter Insurance Profit Sharing
Missouri
$8.3M – – –
NMERB
283
New Mexico Educational Retirement Board
New Mexico
$8.27M +$8.27M +83,202 New
B
284
Baird
Wisconsin
$8.25M -$953K -9,587 -10%
WM
285
WCG Management
New York
$8.21M -$2.15M -21,570 -21%
CLOS
286
Compagnie Lombard Odier SCmA
Switzerland
$8.11M -$4.28M -43,074 -35%
FCI
287
Financial Counselors Inc
Kansas
$8.08M -$3.24M -32,611 -29%
DILH
288
Dai-ichi Life Holdings
Japan
$8.02M -$165K -1,657 -2%
WTC
289
WhitTier Trust Company
Nevada
$8M +$92.6K +932 +1%
MA
290
MUFG Americas
New York
$7.96M -$267K -2,690 -3%
UCFA
291
United Capital Financial Advisors
Texas
$7.96M +$1.81M +18,210 +29%
M&T Bank
292
M&T Bank
New York
$7.74M -$165K -1,663 -2%
LDB
293
Lee, Danner & Bass
Tennessee
$7.71M -$117K -1,175 -1%
WSTAM
294
Wilbanks Smith & Thomas Asset Management
Virginia
$7.58M +$4.47M +45,027 +144%
BOK
295
Bank of Kentucky
Kentucky
$7.56M +$1.46M +14,723 +24%
FWIA
296
Fort Washington Investment Advisors
Ohio
$7.54M +$9.94K +100 +0.1%
BHWM
297
Bar Harbor Wealth Management
New Hampshire
$7.5M +$58.6K +590 +0.8%
TCM
298
Tufton Capital Management
Maryland
$7.48M +$117K +1,180 +2%
TPCM
299
Tide Point Capital Management
Connecticut
$7.45M +$7.45M +75,000 New
CSIC
300
Clifford Swan Investment Counsel
California
$7.45M -$304K -3,060 -4%
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