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Caterpillar
CAT

Overview Fund Activity

1,071 hedge funds and large institutions have $33.2B invested in Caterpillar in 2013 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 365 increasing their positions, 484 reducing their positions, and 74 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,071
Holders Change
-2
Holders Change %
-0.19%
% of All Funds
34.74%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.71%
New
82
Increased
365
Reduced
484
Closed
74
Calls
$930M
Puts
$1.52B
Net Calls
-$586M
Net Calls Change
+$45M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$225M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$166M
3
Franklin Resources
Franklin Resources
California
+$111M
4
SG Americas Securities
SG Americas Securities
New York
+$107M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$95.3M

Top Sellers

1
State Street
State Street
Massachusetts
-$221M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$145M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$82.6M
4
HSBC Holdings
HSBC Holdings
United Kingdom
-$73.2M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$64.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
RMDI
276
R.M. Davis Inc
Maine
$6.57M +$544K +6,520 +9%
RS
277
Robeco Schweiz
Switzerland
$6.32M +$500K +5,961 +9%
MIM
278
Marco Investment Management
Georgia
$6.27M -$33.9K -406 -0.5%
CSIC
279
Clifford Swan Investment Counsel
California
$6.22M +$125K +1,495 +2%
NG
280
NatWest Group
United Kingdom
$6.21M +$2.67M +31,982 +75%
CIBC Asset Management
281
CIBC Asset Management
Ontario, Canada
$6.19M +$12.1K +145 +0.2%
TCM
282
Tufton Capital Management
Maryland
$6.17M -$5.09K -61 -0.1%
BHWM
283
Bar Harbor Wealth Management
New Hampshire
$6.16M +$98.7K +1,183 +2%
Dodge & Cox
284
Dodge & Cox
California
$6.09M -$68K -816 -1%
DIA
285
Davidson Investment Advisors
Montana
$6.06M +$29.9K +359 +0.5%
CAMI
286
Concord Asset Management (Illinois)
Illinois
$6.04M +$163K +1,950 +3%
LCM
287
Logan Capital Management
Pennsylvania
$6.03M +$452K +5,425 +8%
AAF
288
Andra AP-fonden
Sweden
$6.03M -$2.48M -29,700 -29%
GJIC
289
Gamble Jones Investment Counsel
California
$6.01M -$61K -731 -1%
M
290
MOTCO
Texas
$5.89M +$224K +2,689 +4%
RCG
291
Ruane, Cunniff & Goldfarb
New York
$5.88M -$2.59K -31 -0%
BFM
292
Boston Financial Management
Massachusetts
$5.88M +$1.04M +12,417 +21%
TU
293
TDAM USA
Ontario, Canada
$5.84M -$358K -4,297 -6%
BUB
294
BBVA USA Bancshares
Texas
$5.82M +$67.6K +810 +1%
TAM
295
Tocqueville Asset Management
New York
$5.74M -$1.49M -17,855 -21%
Brown Advisory
296
Brown Advisory
Maryland
$5.73M +$122K +1,462 +2%
FIB
297
First Interstate Bank
Montana
$5.73M -$33.1K -397 -0.6%
CTA
298
Colonial Trust Advisors
South Carolina
$5.69M -$361K -4,332 -6%
SCM
299
Stux Capital Management
New York
$5.69M +$717K +8,600 +14%
AAM
300
Aberdeen Asset Management
United Kingdom
$5.6M -$626K -7,510 -10%
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