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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
BS
251
Banco Santander
Spain
$15.5M +$820K +4,270 +6%
CIC
252
Cutler Investment Counsel
Oregon
$15.4M -$378K -1,969 -2%
SYBT
253
Stock Yards Bank & Trust
Kentucky
$15.3M +$263K +1,368 +2%
WCMN
254
Westchester Capital Management (Nebraska)
Nebraska
$14.7M +$524K +2,727 +4%
MOACM
255
Mutual of America Capital Management
New York
$14.7M +$75.1K +391 +0.5%
MSE
256
MUFG Securities EMEA
United Kingdom
$14.7M +$7.03M +36,634 +92%
Verition Fund Management
257
Verition Fund Management
Connecticut
$14.7M +$12.7M +66,156 +647%
Kovitz Investment Group Partners
258
Kovitz Investment Group Partners
Illinois
$14.6M +$5.58M +29,053 +62%
CBOR
259
Community Bank of Raymore
Missouri
$14.6M – – –
CSS
260
Cubist Systematic Strategies
Connecticut
$14.6M +$2.27M +11,826 +18%
NB
261
Norinchukin Bank
Japan
$14.5M +$596K +3,106 +4%
Mercer Global Advisors
262
Mercer Global Advisors
Colorado
$14.4M +$904K +4,708 +7%
Mirae Asset Global Investments
263
Mirae Asset Global Investments
South Korea
$14.4M +$1.42M +7,408 +11%
ZCM
264
Ziegler Capital Management
Illinois
$14.3M -$927K -4,821 -6%
JCM
265
Janney Capital Management
Pennsylvania
$14.1M -$6.31M -32,861 -31%
SI
266
Stephens Inc
Arkansas
$14M +$1.08M +5,605 +8%
BCM
267
Bridgeway Capital Management
Texas
$13.9M -$2.05M -10,700 -13%
II
268
IFM Investors
Australia
$13.9M -$12.7K -66 -0.1%
FNBT
269
FineMark National Bank & Trust
Florida
$13.6M -$46.6K -243 -0.3%
CIA
270
CCM Investment Advisers
South Carolina
$13.5M +$1.15K +6 +0%
GIM
271
Grassi Investment Management
California
$13.4M +$768 +4 +0%
KAS
272
Kestra Advisory Services
Texas
$13.3M +$1.08M +5,630 +9%
COPPSERS
273
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$13.2M -$4.8K -25 -0%
Bank Julius Baer & Co
274
Bank Julius Baer & Co
Switzerland
$13M -$2.86M -14,904 -18%
CAPTRUST Financial Advisors
275
CAPTRUST Financial Advisors
North Carolina
$12.9M +$1.19M +6,210 +10%
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