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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
Capital World Investors
California
$598M
4
Citadel Advisors
Citadel Advisors
Florida
$237M
5
Invesco
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
Sanders Capital
Florida
$0
2
State Street
State Street
Massachusetts
$7.51B
3
Primecap Management
Primecap Management
California
$925M
4
Macquarie Group
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIA
251
CCM Investment Advisers
South Carolina
$13.9M -$631K -3,468 -4%
FWIA
252
Fort Washington Investment Advisors
Ohio
$13.9M -$24.6M -135,358 -64%
CBOR
253
Community Bank of Raymore
Missouri
$13.9M – – –
WCMN
254
Westchester Capital Management (Nebraska)
Nebraska
$13.8M -$260K -1,431 -2%
WMSA
255
Weiss Multi-Strategy Advisers
New York
$13.7M +$10.1M +55,387 +279%
LMIM
256
Lockheed Martin Investment Management
Maryland
$13.7M – – –
MSA
257
Mason Street Advisors
Wisconsin
$13.6M -$203K -1,115 -1%
KAS
258
Kestra Advisory Services
Texas
$13.4M +$4.13M +22,966 +45%
Squarepoint
259
Squarepoint
New York
$13.4M +$13.4M +73,406 New
Nomura Holdings
260
Nomura Holdings
Japan
$13.3M -$5.18M -28,627 -28%
SYBT
261
Stock Yards Bank & Trust
Kentucky
$13.2M +$574K +3,151 +5%
PAG
262
Private Advisor Group
New Jersey
$13.2M +$1.12M +6,150 +9%
SI
263
Stephens Inc
Arkansas
$13M +$3.28K +18 +0%
AAF
264
Andra AP-fonden
Sweden
$12.8M +$3.19M +17,500 +33%
FNBT
265
FineMark National Bank & Trust
Florida
$12.8M -$398K -2,187 -3%
Kovitz Investment Group Partners
266
Kovitz Investment Group Partners
Illinois
$12.8M +$2.68M +14,713 +27%
GIM
267
Grassi Investment Management
California
$12.8M -$309K -1,700 -2%
VDI
268
Vaughan David Investments
Illinois
$12.7M -$771K -4,238 -6%
MLICM
269
Metropolitan Life Insurance Company (MetLife)
New York
$12.7M -$585K -3,214 -4%
Northwestern Mutual Wealth Management
270
Northwestern Mutual Wealth Management
Wisconsin
$12.7M +$285K +1,565 +2%
NB
271
Norinchukin Bank
Japan
$12.6M -$80.1K -440 -0.6%
MOACM
272
Mutual of America Capital Management
New York
$12.5M -$357K -1,963 -3%
VRS
273
Virginia Retirement Systems
Virginia
$12.4M -$10.4M -56,900 -45%
COPPSERS
274
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$12.4M +$3.22M +17,708 +35%
DILIC
275
Dai-ichi Life Insurance Company
Japan
$12.3M +$1.75M +9,613 +17%
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