Caterpillar
CAT
1,891 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 318 funds opening new positions, 700 increasing their positions, 610 reducing their positions, and 63 closing their positions.
405% more first-time investments, than exits
New positions opened: 318 | Existing positions closed: 63
36% more funds holding in top 10
Funds holding in top 10: 22 → 30 (+8)
24% more capital invested
Capital invested by funds: $55.5B → $68.6B (+$13.1B)
15% more repeat investments, than reductions
Existing positions increased: 700 | Existing positions reduced: 610
14% more funds holding
Funds holding: 1,658 → 1,891 (+233)
0.58% more ownership
Funds ownership: 68.74% → 69.32% (+0.58%)
15% less call options, than puts
Call options by funds: $1.78B | Put options by funds: $2.1B
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
T. Rowe Price Associates
Baltimore,
Maryland
|
+$1.15B |
| 2 |
Fidelity Investments
Boston,
Massachusetts
|
+$303M |
| 3 |
Capital World Investors
Los Angeles,
California
|
+$300M |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$187M |
| 5 |
Invesco
Atlanta,
Georgia
|
+$140M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Sanders Capital
West Palm Beach,
Florida
|
-$937M |
| 2 |
State Street
Boston,
Massachusetts
|
-$300M |
| 3 |
AIG
American International Group
New York
|
-$238M |
| 4 |
Primecap Management
Pasadena,
California
|
-$129M |
| 5 |
Macquarie Group
Sydney, NSW 2000,
Australia
|
-$120M |
CAT Hedge Fund Activity: Q4 2020 in Review
1,891 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q4 2020, worth a combined $68.6B — up 24% from $55.5B a quarter earlier.
Buyers outnumbered sellers: 318 funds opened new CAT positions and 63 closed out — a net gain of 255 holders — while 700 added to existing stakes and 610 trimmed.
The largest buyer was T. Rowe Price Associates, adding an estimated $1.15B. The largest seller was Sanders Capital, exiting entirely with an estimated $937M sold.
- 1,891 institutional investors held Caterpillar (CAT) as of Q4 2020, up from 1,658 in Q3 2020.
- Funds reported $68.6B of Caterpillar stock for Q4 2020, up 24% quarter-over-quarter.
- 318 funds opened new Caterpillar positions in Q4 2020 and 63 closed out, a net change of +255 holders.
- The largest Caterpillar buyer in Q4 2020 was T. Rowe Price Associates, an estimated $1.15B added.
- The largest Caterpillar seller in Q4 2020 was Sanders Capital, an estimated $937M sold.
Based on aggregated 13F filings for Q4 2020.