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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
Renaissance Technologies
New York
$252M
2
Sanders Capital
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
FSA
251
Franklin Street Advisors
North Carolina
$11.3M -$189K -1,392 -2%
GWM
252
Geneos Wealth Management
Colorado
$11.2M -$136K -1,005 -1%
PSUF
253
People's United Financial
Connecticut
$11.2M +$400K +2,954 +4%
MSA
254
Mason Street Advisors
Wisconsin
$11.1M -$147K -1,088 -1%
FBA
255
Front Barnett Associates
Illinois
$11.1M -$117K -861 -1%
HI
256
HBK Investments
Texas
$11.1M +$8.87M +65,488 +406%
CS
257
Candriam SCA
Luxembourg
$11M +$478K +3,531 +5%
BCM
258
Becker Capital Management
Oregon
$10.9M +$10.9M +80,122 New
SOADOR
259
State of Alaska Department of Revenue
Alaska
$10.9M -$1.03M -7,599 -9%
GC
260
Guggenheim Capital
Illinois
$10.8M -$1.82M -13,463 -14%
GCM
261
Graham Capital Management
Connecticut
$10.8M +$10.8M +80,000 New
BS
262
Banco Santander
Spain
$10.8M -$4.26M -31,420 -28%
CBOA
263
Commonwealth Bank of Australia
Australia
$10.8M +$66.2K +489 +0.6%
CIP
264
Chartwell Investment Partners
Pennsylvania
$10.7M +$348K +2,570 +3%
Hudson Bay Capital Management
265
Hudson Bay Capital Management
Connecticut
$10.6M +$7.05M +52,069 +201%
WCMN
266
Westchester Capital Management (Nebraska)
Nebraska
$10.5M -$29.1K -215 -0.3%
MOACM
267
Mutual of America Capital Management
New York
$10.5M -$56.9K -420 -0.5%
SMDAM
268
Sumitomo Mitsui DS Asset Management
Japan
$10.4M +$142K +1,045 +1%
Assenagon Asset Management
269
Assenagon Asset Management
Luxembourg
$10.3M +$10.3M +76,314 New
SSA
270
Schonfeld Strategic Advisors
New York
$10.3M +$9.82M +72,505 +2,197%
MML Investors Services
271
MML Investors Services
Massachusetts
$10.2M +$514K +3,791 +5%
Lord, Abbett & Co
272
Lord, Abbett & Co
New Jersey
$10.1M -$40.6K -300 -0.4%
SG Americas Securities
273
SG Americas Securities
New York
$9.63M +$8.9M +65,666 +1,220%
PA
274
Pinnacle Associates
New York
$9.63M +$113K +835 +1%
Two Sigma Advisers
275
Two Sigma Advisers
New York
$9.6M -$15.6M -115,100 -62%
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