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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
RFC
251
Regions Financial Corp
Alabama
$14.1M -$188K -1,330 -1%
FP
252
Foundry Partners
Minnesota
$14M +$13M +92,015 New
CCM
253
Chilton Capital Management
Texas
$14M +$993K +7,017 +8%
WSTAM
254
Wilbanks Smith & Thomas Asset Management
Virginia
$14M +$146K +1,030 +1%
GC
255
Guggenheim Capital
Illinois
$13.8M -$3.92M -27,747 -23%
ZDA
256
Zweig-DiMenna Associates
New York
$13.8M -$16.2M -114,868 -56%
Daiwa Securities Group
257
Daiwa Securities Group
Japan
$13.8M -$739K -5,227 -6%
LFDLE
258
La Financiere de L'Echiquier
France
$13.7M +$12.7M +90,000 New
SOADOR
259
State of Alaska Department of Revenue
Alaska
$13.7M +$233K +1,648 +2%
Marshall Wace
260
Marshall Wace
United Kingdom
$13.6M +$10.1M +71,122 +387%
BHWM
261
Bar Harbor Wealth Management
New Hampshire
$13.6M -$70.3K -497 -0.6%
CTI
262
Community Trust & Investment
Kentucky
$13.6M +$8.45M +59,750 +202%
PIA
263
Piedmont Investment Advisors
North Carolina
$13.5M +$2.75M +19,410 +28%
MNG
264
Manning & Napier Group
New York
$13.5M +$497K +3,513 +4%
ZIM
265
Zacks Investment Management
Illinois
$13.4M -$16.7K -118 -0.1%
LHC
266
Lodge Hill Capital
New York
$13.4M -$1.24M -8,800 -9%
CA
267
Commerzbank Aktiengesellschaft
Germany
$13.3M -$2.76M -19,531 -18%
AB
268
Amalgamated Bank
New York
$13.3M -$379K -2,679 -3%
SCM
269
Sandler Capital Management
New York
$13.2M +$12.2M +86,300 New
EDRH
270
Edmond de Rothschild Holding
Switzerland
$13.1M +$1.04M +7,319 +9%
CBOR
271
Community Bank of Raymore
Missouri
$13M -$15.6K -110 -0.1%
MSA
272
Mason Street Advisors
Wisconsin
$12.7M -$47.8K -338 -0.4%
GWM
273
Geneos Wealth Management
Colorado
$12.7M +$78.9K +558 +0.7%
SFSIG
274
San Francisco Sentry Investment Group
California
$12.6M -$271K -1,917 -2%
LCS
275
Levin Capital Strategies
New York
$12.6M +$334K +2,360 +3%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.