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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
DnB Asset Management
251
DnB Asset Management
Norway
$13.1M +$1.24M +8,300 +9%
LHC
252
Lodge Hill Capital
New York
$13.1M -$8.97M -60,000 -38%
Grantham, Mayo, Van Otterloo & Co (GMO)
253
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$13M +$13.4M +89,555 +1,422%
MSV
254
MN Services Vermogensbeheer
Netherlands
$13M +$284K +1,900 +2%
RFC
255
Regions Financial Corp
Alabama
$12.7M -$260K -1,739 -2%
Balyasny Asset Management
256
Balyasny Asset Management
Illinois
$12.5M +$5.41M +36,239 +65%
WSTAM
257
Wilbanks Smith & Thomas Asset Management
Virginia
$12.3M +$5.08K +34 +0%
BHWM
258
Bar Harbor Wealth Management
New Hampshire
$12.2M -$111K -744 -0.8%
AB
259
Amalgamated Bank
New York
$12.2M +$1.06M +7,075 +9%
Jacobs Levy Equity Management
260
Jacobs Levy Equity Management
New Jersey
$12.1M -$12.7M -85,010 -49%
SOADOR
261
State of Alaska Department of Revenue
Alaska
$12M +$2.76M +18,442 +26%
ZIM
262
Zacks Investment Management
Illinois
$11.9M +$1.48M +9,918 +13%
CFB
263
Cullen/Frost Bankers
Texas
$11.8M +$8.71M +58,311 +204%
MCM
264
McKinley Capital Management
Alaska
$11.6M -$3.23M -21,587 -20%
CBOR
265
Community Bank of Raymore
Missouri
$11.6M -$7.47K -50 -0.1%
MNG
266
Manning & Napier Group
New York
$11.5M +$12.7M +84,830 New
SFSIG
267
San Francisco Sentry Investment Group
California
$11.5M -$3.99M -26,705 -24%
CCM
268
Chilton Capital Management
Texas
$11.5M +$200K +1,338 +2%
CI Investments Inc
269
CI Investments Inc
Ontario, Canada
$11.4M -$61.8M -413,847 -83%
SEC
270
Seven Eight Capital
New York
$11.4M +$12.5M +83,900 New
MSA
271
Mason Street Advisors
Wisconsin
$11.4M +$95.6K +640 +0.8%
CIP
272
Chartwell Investment Partners
Pennsylvania
$11.3M +$2.23M +14,923 +22%
GWM
273
Geneos Wealth Management
Colorado
$11.2M -$163K -1,088 -1%
CB
274
Commerce Bank
Missouri
$11.1M -$484K -3,239 -4%
VIA
275
Vantis Investment Advisers
Florida
$10.9M +$12M +80,600 New

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.