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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
PA
251
Pinnacle Associates
New York
$5.21M 79,774 -9,985 -11%
WF
252
Welch & Forbes
Massachusetts
$5.2M 79,626 -10 -0%
IGIM
253
I.G. Investment Management
Manitoba, Canada
$5.11M 78,250 +3,640 +5%
CAM
254
Congress Asset Management
Massachusetts
$5.1M 77,988 -1,167 -1%
MSA
255
Mason Street Advisors
Wisconsin
$5.1M 77,972 +244 +0.3%
LDB
256
Lee, Danner & Bass
Tennessee
$5.09M 77,919 -2,430 -3%
BHWM
257
Bar Harbor Wealth Management
New Hampshire
$5M 76,466 +4,364 +6%
DP
258
Dearborn Partners
Illinois
$4.98M 76,188 -3,114 -4%
IIM
259
Intact Investment Management
Quebec, Canada
$4.98M 76,200 – –
FCI
260
Financial Counselors Inc
Kansas
$4.95M 75,777 -236 -0.3%
AAA
261
Adams Asset Advisors
Texas
$4.95M 75,712 -1,357 -2%
BNP Paribas Asset Management
262
BNP Paribas Asset Management
France
$4.91M 75,163 -2,540 -3%
WSTAM
263
Wilbanks Smith & Thomas Asset Management
Virginia
$4.88M 74,709 -1,797 -2%
CBOA
264
Commonwealth Bank of Australia
Australia
$4.86M 74,367 +233 +0.3%
TBA
265
Tower Bridge Advisors
Pennsylvania
$4.8M 73,370 -8,490 -10%
Carson Wealth (CWM LLC)
266
Carson Wealth (CWM LLC)
Nebraska
$4.79M 73,308 -69,723 -49%
SMDAM
267
Sumitomo Mitsui DS Asset Management
Japan
$4.76M 72,900 -443 -0.6%
CTC
268
Central Trust Company
Missouri
$4.75M 72,596 -5,173 -7%
RCM
269
Riverhead Capital Management
Delaware
$4.7M 71,960 +1,743 +2%
DC
270
Deere & Company
Illinois
$4.67M 71,507 +587 +0.8%
WTC
271
WhitTier Trust Company
Nevada
$4.66M 71,353 -5,793 -8%
FT
272
Fiduciary Trust
Massachusetts
$4.58M 69,998 -13,109 -16%
CAM
273
Capstone Asset Management
Texas
$4.55M 69,667 -66,288 -49%
RCG
274
Ruane, Cunniff & Goldfarb
New York
$4.48M 68,479 – –
AC
275
AFAM Capital
Texas
$4.45M 68,134 +846 +1%
9 10
11
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