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Caterpillar
CAT

Overview Fund Activity

2,559 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 311 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,559
Holders Change
+170
Holders Change %
+7.12%
% of All Funds
37.52%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
311
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.24B
2
CWP
Capital Wealth Planning
Florida
+$348M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
+$175M
4
Charles Schwab
Charles Schwab
California
+$154M
5
UBS Group
UBS Group
Switzerland
+$138M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$379M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
-$330M
3
DZ Bank
DZ Bank
Germany
-$319M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$194M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$156M
Name Holding Trade Value Shares
Change 		Shares
Change %
CF
2576
Cantor Fitzgerald
New York
– -$6.34M -23,220 Closed
Walleye Capital
2577
Walleye Capital
New York
– -$6.07M -22,251 Closed
BCM
2578
Bourgeon Capital Management
Connecticut
– -$5.66M -20,750 Closed
PRC
2579
Pearl River Capital
Michigan
– -$5.17M -18,922 Closed
AIM
2580
Artemis Investment Management
United Kingdom
– -$4.62M -16,921 Closed
BBL
2581
Beck Bode LLC
Massachusetts
– -$3.68M -13,474 Closed
SPW
2582
Surience Private Wealth
Washington
– -$3.6M -13,198 Closed
IMC Chicago
2583
IMC Chicago
Illinois
– -$3.44M -12,608 Closed
LSA
2584
L & S Advisors
California
– -$3.39M -12,430 Closed
PC
2585
Permanens Capital
New York
– -$3.38M -12,390 Closed
FMAEN1
2586
Fund Management at Engine No 1
California
– -$3.31M -12,128 Closed
TF
2587
Trek Financial
Arizona
– -$3.17M -11,597 Closed
WI
2588
WBI Investments
New Jersey
– -$2.34M -8,554 Closed
SCM
2589
Stevens Capital Management
Pennsylvania
– -$2.29M -8,374 Closed
CCP
2590
Cunning Capital Partners
North Carolina
– -$2M -7,320 Closed
WAM
2591
Worth Asset Management
Texas
– -$1.93M -7,084 Closed
CCM
2592
CAAS Capital Management
New York
– -$1.88M -6,900 Closed
YIH
2593
Y-Intercept (HK)
Hong Kong
– -$1.73M -6,342 Closed
VI
2594
Versor Investments
New York
– -$1.48M -5,426 Closed
CCIA
2595
Campbell & Co Investment Adviser
Maryland
– -$1.45M -5,326 Closed
FI
2596
Fosun International
China
– -$1.42M -5,188 Closed
EIM
2597
Essex Investment Management
Massachusetts
– -$1.27M -4,655 Closed
SC
2598
Savoie Capital
Illinois
– -$946K -3,465 Closed
DFCM
2599
Dark Forest Capital Management
Puerto Rico
– -$940K -3,445 Closed
LNWTC
2600
Laird Norton Wetherby Trust Company
Washington
– -$930K -3,407 Closed
102 103
104
105 106